Xencor Inc — Director's Dealing 2021

Mar 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2021-03-01

Reporting Person: Kuch John J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	M	15065	$11.05	Acquired	101285	Direct
2021-03-01	Common Stock	S	15065	$48.8996	Disposed	86220	Direct
2021-03-03	Common Stock	S	805	$45.085	Disposed	85415	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-01	Stock Options	$11.05	M	15065	Disposed	2024-02-20	Common Stock (15065)	Direct

Footnotes

F1: Represents option exercise and sale pursuant to a 10b5-1 plan.

F2: The weighted average sale price for the transaction reported was $48.8996, and the range of prices were between $48.18 and $49.64. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units.

F4: The shares subject to the option were subject to a vesting schedule and became fully vested on February 21, 2018.

F5: The initial filing incorrectly listed the number of securities beneficially owned following the transaction as 25,065 instead of 25,650 due to a typo carried over from a prior filing. The number of securities beneficially owned following this transaction was calculated off the 25,650 figure.