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Xencor Inc — Director's Dealing 2021
Jul 1, 2021
32653_dirs_2021-07-01_77817845-6dd6-44fa-8c33-c058e060e7b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2021-06-29
Reporting Person: Kuch John J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-29 | Common Stock | M | 10585 | $11.05 | Acquired | 102150 | Direct |
| 2021-06-29 | Common Stock | M | 7236 | $15.69 | Acquired | 109386 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-29 | Stock Options | $11.05 | M | 10585 | Disposed | 2024-02-20 | Common Stock (10585) | Direct |
| 2021-06-29 | Stock Options | $15.69 | M | 7236 | Disposed | 2025-02-11 | Common Stock (7236) | Direct |
Footnotes
F1: Includes 129 shares acquired in June 2021 by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan.
F2: The shares subject to the option were subject to a vesting schedule and became fully vested on February 21, 2018.
F3: The shares subject to the option were subject to a vesting schedule and became fully vested on February 12, 2019.
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