Xencor Inc — Director's Dealing 2020

Mar 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2020-03-02

Reporting Person: Dahiyat Bassil I (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-02	Common Stock	A	23605	$0.00	Acquired	143504	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-02	Stock Option (Right to Buy)	$32.28	A	141628	Acquired	2030-03-01	Common Stock (141628)	Direct

Footnotes

F1: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

F2: Since the date of the reporting person's last ownership report, he transferred 224,052 shares of the Issuer's common stock to his former spouse pursuant to a domestic relations order.

F3: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 289 shares acquired in December 2018, 297 shares acquired in June 2019 and 298 shares acquired in December 2019.

F4: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2020 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.