Xencor Inc — Director's Dealing 2020

Mar 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2020-03-19

Reporting Person: Ronin Capital, LLC (10% Owner)
Reporting Person: STAFFORD JOHN S III (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-19	Common Stock	S	26800	$28.2311	Disposed	5063200	Direct
2020-03-20	Common Stock	S	50770	$29.8925	Disposed	5012430	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $27.37 to $28.86. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $28.09 to $31.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: The reported shares of common stock of Xencor, Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Xencor, Inc. held of record by Ronin.