Xencor Inc — Director's Dealing 2019

Aug 22, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2019-08-21

Reporting Person: Kuch John J (Sr. Vice President & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-21	Common Stock	M	20000	$11.05	Acquired	113629	Direct
2019-08-21	Common Stock	S	40000	$41.2681	Disposed	73629	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-21	Stock Option (right to buy)	$11.05	M	20000	Disposed	2024-02-20	Common Stock (20000)	Direct

Footnotes

F1: Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 544 shares of Common Stock acquired on December 10, 2018 and 603 shares of Common Stock acquired on June 10, 2019.

F2: The weighted average sale price for the transaction reported was $41.2681, and the range of prices were between $41.06 and $41.55. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.