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Xencor Inc — Director's Dealing 2019
Dec 18, 2019
32653_dirs_2019-12-18_469abf5f-ced8-424a-8be1-8fa03121f2fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2019-12-16
Reporting Person: Yang Allen (SVP, Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-16 | Common Stock | A | 31900 | $0.00 | Acquired | 31900 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-16 | Stock Option (Right to Buy) | $37.59 | A | 62300 | Acquired | 2029-12-15 | Common Stock (62300) | Direct |
Footnotes
F1: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.
F2: 1/4th of the shares vest one year after December 16, 2019 (the "Vesting Commencement Date"); the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date, subject to the optionholder's Continuous Service (as defined in the 2013 Equity Incentive Plan) as of each such date.
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