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Xencor Inc — Director's Dealing 2018
Mar 16, 2018
32653_dirs_2018-03-16_e58eb7a1-3e1b-48c4-a261-af71c5372af3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2018-03-15
Reporting Person: Baracchini Edgardo Jr (Chief Business Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Common Stock | M | 40000 | $0.59 | Acquired | 40000 | Direct |
| 2018-03-15 | Common Stock | S | 40000 | $30.8936 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-15 | Stock Option (right to buy) | $0.59 | M | 40000 | Disposed | 2020-01-17 | Common Stock (40000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.68 to $31.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: The stock option is fully vested and exercisable.
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