Xencor Inc — Director's Dealing 2018

Jul 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2018-06-27

Reporting Person: STAFFORD JOHN S III (10% Owner)
Reporting Person: Ronin Capital, LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-27	Common Stock	G	7500	—	Disposed	0	Direct
2018-06-27	Common Stock	G	7500	—	Acquired	5268848	Indirect
2018-07-10	Common Stock	S	50293	$39.89	Disposed	5218555	Indirect
2018-07-11	Common Stock	S	30007	$39.63	Disposed	5188548	Indirect
2018-07-12	Common Stock	S	58000	$39.55	Disposed	5130548	Indirect

Footnotes

F1: On June 27, 2018, the reporting person transferred 7,500 shares of common stock for no consideration to his class C capital account at Ronin Capital, LLC.

F2: This transaction was executed in multiple trades at prices ranging from $39.59 to $40.14. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $39.44 to $39.79. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $39.38 to $39.80. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected