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Xencor Inc — Director's Dealing 2018
Jun 20, 2018
32653_dirs_2018-06-20_84589fab-8ab5-4116-a3d0-88c1e3e7b9e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2018-06-18
Reporting Person: STAFFORD JOHN S III (10% Owner)
Reporting Person: Ronin Capital, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-18 | Common Stock | S | 53767 | $39.88 | Disposed | 5457581 | Indirect |
| 2018-06-19 | Common Stock | S | 103454 | $39.77 | Disposed | 5354127 | Indirect |
| 2018-06-20 | Common Stock | S | 92779 | $40.05 | Disposed | 5261348 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $39.70 to $40.10. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $39.62 to $39.97. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $39.75 to $40.34. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.