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Xencor Inc — Director's Dealing 2018
Jun 15, 2018
32653_dirs_2018-06-15_16f2dc54-83f4-4c27-918e-b98ba19dd9a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2018-06-13
Reporting Person: Kuch John J (Sr. Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-13 | Common Stock | S | 25000 | $41.6378 | Disposed | 56629 | Direct |
| 2018-06-13 | Common Stock | M | 35853 | $4.25 | Acquired | 92482 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-13 | Stock Option (right to buy) | $4.25 | M | 35853 | Disposed | 2023-09-03 | Common Stock (35853) | Direct |
Footnotes
F1: The weighted average sale price for the transaction reported was $41.6378, and the range of prices were between $41.50 and $41.965. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
F2: Includes 2,084 shares of Common Stock that were acquired by the Reporting Person on June 9, 2017, 1,800 shares of Common Stock that were acquired by the Reporting Person on December 15, 2017 and 574 shares of Common Stock that were acquired by the Reporting Person on June 8, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.
F3: The stock option is fully vested and exercisable.