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Xencor Inc Director's Dealing 2018

Jun 15, 2018

32653_dirs_2018-06-15_73802b8d-5eb1-4169-855f-22193404a7e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2018-06-15

Reporting Person: Dahiyat Bassil I (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-15 Common Stock S 50000 $40.5138 Disposed 293067 Direct
2018-06-15 Common Stock M 50000 $4.25 Acquired 343067 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-15 Stock Option (right to buy) $4.25 M 50000 Disposed 2023-09-03 Common Stock (50000) Direct

Footnotes

F1: The weighted average sale price for the transaction reported was $40.5138, and the range of prices were between $40.35 and $40.8507. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F2: Includes 388 shares of Common Stock that were acquired by the Reporting Person on June 10, 2016, 399 shares of Common Stock that were acquired by the Reporting Person on December 9, 2016, 429 shares of Common Stock that were acquired by the Reporting Person on June 10, 2017, 436 shares of Common Stock that were acquired by the Reporting Person on December 10, 2017 and 287 shares of Common Stock that were acquired by the Reporting Person on June 8, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.

F3: The stock option is fully vested and exercisable.