AI assistant
Xencor Inc — Director's Dealing 2018
Jul 17, 2018
32653_dirs_2018-07-17_d277575d-9d46-4823-a065-e90da39ee28a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2018-07-13
Reporting Person: STAFFORD JOHN S III (10% Owner)
Reporting Person: Ronin Capital, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-13 | Common Stock | S | 48312 | $41.9706 | Disposed | 5082236 | Indirect |
| 2018-07-16 | Common Stock | S | 26888 | $40.67 | Disposed | 5055348 | Indirect |
| 2018-07-17 | Common Stock | S | 36500 | $41.24 | Disposed | 5018848 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $41.87 to $42.08. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $40.25 to $41.50. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $40.85 to $41.57. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.