Xencor Inc — Director's Dealing 2018

Aug 10, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2018-08-09

Reporting Person: Desjarlais John R (Sr. V.P., Research & CSO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-09	Common Stock	M	35000	$4.25	Acquired	123098	Direct
2018-08-09	Common Stock	S	20133	$40.6114	Disposed	102965	Direct
2018-08-10	Common Stock	S	14867	$40.0277	Disposed	88098	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-09	Stock Option (right to buy)	$4.25	M	35000	Disposed	2023-09-03	Common Stock (35000)	Direct

Footnotes

F1: Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 156 shares of Common Stock acquired on June 19, 2017, 159 shares of Common Stock acquired on December 10, 2017 and 107 shares of Common Stock acquired on June 8, 2018.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.77 to $42.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.0558, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4: The stock option is fully vested and exercisable.