Xencor Inc — Director's Dealing 2018

Aug 13, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2018-08-09

Reporting Person: Baracchini Edgardo Jr (Chief Business Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-09	Common Stock	M	37266	$11.05	Acquired	37473	Direct
2018-08-09	Common Stock	S	8283	$40.3475	Disposed	29190	Direct
2018-08-10	Common Stock	S	28983	$40.025	Disposed	207	Direct
2018-08-13	Common Stock	M	12734	$11.05	Acquired	12941	Direct
2018-08-13	Common Stock	S	12734	$40.3545	Disposed	207	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-09	Stock Option (right to buy)	$11.05	M	37266	Disposed	2024-02-20	Common Stock (37266)	Direct
2018-08-13	Stock Option (right to buy)	$11.05	M	12734	Disposed	2024-02-20	Common Stock (12734)	Direct

Footnotes

F1: Includes 207 shares of Common Stock that were acquired by the Reporting Person on June 8, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.0558, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.30 to $40.355, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F5: The stock option is fully vested and exercisable.