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Xencor Inc — Director's Dealing 2018
Aug 16, 2018
32653_dirs_2018-08-16_e1e07ea2-325e-423d-b7a7-ec50c1acfc77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2018-08-14
Reporting Person: Foster Paul A (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-14 | Common Stock | M | 15496 | $11.05 | Acquired | 20448 | Direct |
| 2018-08-14 | Common Stock | S | 15496 | $41.1061 | Disposed | 4952 | Direct |
| 2018-08-15 | Common Stock | M | 106 | $11.05 | Acquired | 5058 | Direct |
| 2018-08-15 | Common Stock | S | 106 | $41.10 | Disposed | 4952 | Direct |
| 2018-08-16 | Common Stock | M | 20739 | $11.05 | Acquired | 25691 | Direct |
| 2018-08-16 | Common Stock | S | 20739 | $41.10 | Disposed | 4952 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-14 | Stock Option (right to buy) | $11.05 | M | 15496 | Disposed | 2024-02-20 | Common Stock (15496) | Direct |
| 2018-08-15 | Stock Option (right to buy) | $11.05 | M | 106 | Disposed | 2024-02-20 | Common Stock (106) | Direct |
| 2018-08-16 | Stock Option (right to buy) | $11.05 | M | 20739 | Disposed | 2024-02-20 | Common Stock (20739) | Direct |
Footnotes
F1: Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 1,207 shares of Common Stock acquired on June 10, 2015, 1,212 shares of Common Stock acquired on December 10, 2015 and 114 shares of Common Stock acquired on June 9, 2018.
F2: The weighted average sale price for the transaction reported was $41.1061, and the range of prices were between $41.10 and $41.120. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
F3: The stock option is fully vested.