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Xencor Inc Director's Dealing 2018

Aug 16, 2018

32653_dirs_2018-08-16_e1e07ea2-325e-423d-b7a7-ec50c1acfc77.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2018-08-14

Reporting Person: Foster Paul A (Chief Medical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-14 Common Stock M 15496 $11.05 Acquired 20448 Direct
2018-08-14 Common Stock S 15496 $41.1061 Disposed 4952 Direct
2018-08-15 Common Stock M 106 $11.05 Acquired 5058 Direct
2018-08-15 Common Stock S 106 $41.10 Disposed 4952 Direct
2018-08-16 Common Stock M 20739 $11.05 Acquired 25691 Direct
2018-08-16 Common Stock S 20739 $41.10 Disposed 4952 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-14 Stock Option (right to buy) $11.05 M 15496 Disposed 2024-02-20 Common Stock (15496) Direct
2018-08-15 Stock Option (right to buy) $11.05 M 106 Disposed 2024-02-20 Common Stock (106) Direct
2018-08-16 Stock Option (right to buy) $11.05 M 20739 Disposed 2024-02-20 Common Stock (20739) Direct

Footnotes

F1: Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 1,207 shares of Common Stock acquired on June 10, 2015, 1,212 shares of Common Stock acquired on December 10, 2015 and 114 shares of Common Stock acquired on June 9, 2018.

F2: The weighted average sale price for the transaction reported was $41.1061, and the range of prices were between $41.10 and $41.120. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3: The stock option is fully vested.