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Xencor Inc — Director's Dealing 2017
Aug 14, 2017
32653_dirs_2017-08-14_2bfa9b11-5285-47d5-a1ff-ebbe86f1b55a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2017-08-10
Reporting Person: STAFFORD JOHN S III (10% Owner)
Reporting Person: Ronin Capital, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-10 | Common Stock | P | 13000 | $21.22 | Acquired | 5013000 | Indirect |
| 2017-08-11 | Common Stock | P | 14000 | $21.045 | Acquired | 5027000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $21.12 to $21.32. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $20.89 to $21.20. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.