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Xencor Inc — Director's Dealing 2017
Mar 17, 2017
32653_dirs_2017-03-17_d56e3ef7-bc83-40eb-9876-2e1de133fe63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2017-03-16
Reporting Person: Kuch John J (Vice President, Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-16 | Common Stock | M | 24516 | $0.59 | Acquired | 92171 | Direct |
| 2017-03-16 | Common Stock | S | 15000 | $24.4185 | Disposed | 77171 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-16 | Stock Option (right to buy) | $0.59 | M | 24516 | Disposed | 2020-09-30 | Common Stock (24516) | Direct |
Footnotes
F1: Includes 577 shares of Common Stock that were acquired by the Reporting Person on December 10, 2016 pursuant to the Issuer's Employee Stock Purchase Plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.40 to $24.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: The option was fully vested on October 1, 2014.