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Xencor Inc — Director's Dealing 2017
Oct 27, 2017
32653_dirs_2017-10-27_2d3d7901-84ab-4fdc-93da-d25fe7847804.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2017-10-25
Reporting Person: STAFFORD JOHN S III (10% Owner)
Reporting Person: Ronin Capital, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-25 | Common Stock | P | 24653 | $20.005 | Acquired | 5240204 | Indirect |
| 2017-10-26 | Common Stock | P | 75347 | $19.695 | Acquired | 5315551 | Indirect |
| 2017-10-27 | Common Stock | P | 50000 | $19.875 | Acquired | 5365551 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $19.91 to $20.10. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $19.47 to $19.92. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $19.75 to $20.00. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.