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Xencor Inc — Director's Dealing 2017
Nov 7, 2017
32653_dirs_2017-11-07_472d1f01-a262-40e2-8a46-0d898972f918.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2017-11-03
Reporting Person: STAFFORD JOHN S III (10% Owner)
Reporting Person: Ronin Capital, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-03 | Common Stock | P | 5004 | $19.675 | Acquired | 5420555 | Indirect |
| 2017-11-06 | Common Stock | P | 305 | $19.92 | Acquired | 5420860 | Indirect |
| 2017-11-07 | Common Stock | P | 22500 | $19.885 | Acquired | 5443360 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $19.46 to $19.89. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $19.79 to $19.98. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.