AI assistant
Xencor Inc — Director's Dealing 2017
Aug 23, 2017
32653_dirs_2017-08-23_da0b4d96-a906-42c2-ae64-8491ce1d42ed.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2017-08-21
Reporting Person: STAFFORD JOHN S III (10% Owner)
Reporting Person: Ronin Capital, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-21 | Common Stock | P | 11516 | $19.74 | Acquired | 5186051 | Indirect |
| 2017-08-22 | Common Stock | P | 29500 | $19.67 | Acquired | 5215551 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $19.61 to $19.87. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $19.53 to $19.81. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.