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Xencor Inc — Director's Dealing 2017
Aug 18, 2017
32653_dirs_2017-08-18_60d08ceb-0fe0-4d26-8455-977a9fe758a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2017-08-16
Reporting Person: STAFFORD JOHN S III (10% Owner)
Reporting Person: Ronin Capital, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-16 | Common Stock | P | 25000 | $20.96 | Acquired | 5052000 | Indirect |
| 2017-08-17 | Common Stock | P | 79035 | $20.465 | Acquired | 5131035 | Indirect |
| 2017-08-18 | Common Stock | P | 43500 | $19.93 | Acquired | 5174535 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $20.92 to $21.00. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $20.35 to $20.58. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $19.81 to $20.05. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.