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Xencor Inc — Director's Dealing 2017
Nov 2, 2017
32653_dirs_2017-11-02_6fa77561-7080-4b4f-9e92-81eb3ba0f76a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2017-10-31
Reporting Person: STAFFORD JOHN S III (10% Owner)
Reporting Person: Ronin Capital, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-31 | Common Stock | P | 13700 | $19.81 | Acquired | 5379251 | Indirect |
| 2017-11-01 | Common Stock | P | 30992 | $19.56 | Acquired | 5410243 | Indirect |
| 2017-11-02 | Common Stock | P | 5308 | $19.11 | Acquired | 5415551 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $19.74 to $19.88. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $19.24 to $19.88. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $19.00 to $19.22. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.