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Xencor Inc — Director's Dealing 2016
Aug 25, 2016
32653_dirs_2016-08-25_4dd7b568-648e-451e-950f-c3244db2cad4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2016-08-24
Reporting Person: Kuch John J (Vice President, Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-24 | Common Stock | M | 14350 | $11.05 | Acquired | 92078 | Direct |
| 2016-08-24 | Common Stock | S | 16405 | $21.76 | Disposed | 75673 | Direct |
| 2016-08-24 | Common Stock | S | 8595 | $22.32 | Disposed | 67078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-24 | Stock Option (right to buy) | $11.05 | M | 14350 | Disposed | 2024-02-20 | Common Stock (14350) | Direct |
Footnotes
F1: The weighted average sale price for the transaction reported was $21.76, and the range of prices were between $21.11 and $22.075. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
F2: The weighted average sale price for the transaction reported was $22.32, and the range of prices were between $22.25 and $22.35. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
F3: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.