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Xencor Inc — Director's Dealing 2016
May 25, 2016
32653_dirs_2016-05-25_dbd1c251-fb72-47eb-b846-c3cbc358987c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2016-05-24
Reporting Person: Dahiyat Bassil I (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-24 | Common Stock | M | 114714 | $0.59 | Acquired | 358186 | Direct |
| 2016-05-24 | Common Stock | S | 45886 | $13.0001 | Disposed | 312300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-24 | Stock Option (right to buy) | $0.59 | M | 114714 | Disposed | 2016-12-31 | Common Stock (114714) | Direct |
Footnotes
F1: Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted December 15, 2015.
F2: Sale of shares to cover exercise price and taxes for expiring option.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.025, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4: The stock option is fully vested and exercisable.