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Xencor Inc Director's Dealing 2016

Jun 30, 2016

32653_dirs_2016-06-30_4096cd23-3642-4ff9-aa9c-2aad9f619bff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2016-06-28

Reporting Person: Baracchini Edgardo Jr (Chief Business Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-28 Common Stock M 1250 $0.59 Acquired 5778 Direct
2016-06-28 Common Stock S 1250 $15.10 Disposed 4528 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-28 Stock Option (right to buy) $0.59 M 1250 Disposed 2020-01-17 Common Stock (1250) Direct

Footnotes

F1: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted March 13, 2015.

F2: 25% of the shares subject to the option vested on the one year anniversary of January 12, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.