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Xencor Inc — Director's Dealing 2016
Sep 27, 2016
32653_dirs_2016-09-27_ca26b893-1518-4471-bb92-33a623e7bd90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2016-09-23
Reporting Person: STAFFORD JOHN S III (10% Owner)
Reporting Person: Ronin Capital, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-23 | Common Stock | S | 7000 | $25.335 | Disposed | 5088561 | Indirect |
| 2016-09-26 | Common Stock | S | 2225 | $25.07 | Disposed | 5086336 | Indirect |
| 2016-09-27 | Common Stock | S | 30775 | $25.855 | Disposed | 5055561 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $25.06 to $25.61. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $25.04 to $25.10. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $25.66 to $26.05. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.