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Xencor Inc — Director's Dealing 2015
Mar 16, 2015
32653_dirs_2015-03-16_1211dfb9-3a3e-4d6d-80fd-0dbb87404805.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2015-03-12
Reporting Person: Dahiyat Bassil I (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-12 | Common Stock | M | 249914 | $0.59 | Acquired | 264420 | Direct |
| 2015-03-12 | Common Stock | F | 22840 | $14.8741 | Disposed | 241580 | Direct |
| 2015-03-13 | Common Stock | F | 74160 | $14.4357 | Disposed | 167420 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-12 | Stock Option (Right to Buy) | $0.59 | M | 249914 | Disposed | 2015-06-08 | Common Stock (249914) | Direct |
Footnotes
F1: Sale of shares to cover exercise price and taxes for expiring option.
F2: The weighted average sale price for the transaction reported was $14.8741, and the range of prices were between $14.80 and $14.97. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
F3: The weighted average sale price for the transaction reported was $14.4357, and the range of prices were between $14.40 and $14.90. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
F4: The stock options are fully vested and exercisable.