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Xencor Inc — Director's Dealing 2015
May 27, 2015
32653_dirs_2015-05-27_a31b3221-e868-4793-85da-1ff66114d7d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2015-05-26
Reporting Person: STAFFORD JOHN S III (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-26 | Common Stock | S | 10000 | $17.0111 | Disposed | 110000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7487240 | Indirect |
Footnotes
F1: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted March 11, 2015.
F2: The weighted average sale price for the transaction reported was $17.0111, and the range of prices were between $16.75 and $17.22. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
F3: These securities are held of record by Ronin Trading, LLC, a limited liability company owned and managed by the Reporting Person. The Reporting Person is the indirect beneficial owner of all the shares of common stock of Xencor, Inc. held of record by Ronin Trading, LLC.