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Xencor Inc Director's Dealing 2015

Jul 24, 2015

32653_dirs_2015-07-24_7866d5aa-2914-4fda-847a-b53997e318b8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2015-07-22

Reporting Person: STAFFORD JOHN S III (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-07-22 Common Stock M 7500 $11.46 Acquired 97500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-07-22 Stock Option (Right to Buy) $11.46 M 7500 Acquired 2024-06-11 Common Stock (7500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7217240 Indirect

Footnotes

F1: These securities are held of record by Ronin Trading, LLC, a limited liability company owned and managed by the Reporting Person. The Reporting Person is the indirect beneficial owner of all the shares of common stock of Xencor, Inc. held of record by Ronin Trading, LLC.

F2: 100% of the shares subject to the option vest on June 12, 2015.