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Xencor Inc — Director's Dealing 2015
Dec 4, 2015
32653_dirs_2015-12-04_8540f4a9-3cf2-4227-a4af-38fb6d3f5ca9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2015-12-03
Reporting Person: STAFFORD JOHN S III (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-03 | Common Stock | S | 19750 | $14.79 | Disposed | 5274990 | Direct |
| 2015-12-03 | Common Stock | S | 10150 | $15.77 | Disposed | 5264840 | Direct |
| 2015-12-03 | Common Stock | S | 100 | $16.51 | Disposed | 5264740 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000000 | Indirect |
Footnotes
F1: Reported transaction occured pursuant to a Rule 10b5-1 Plan adopted March 11, 2015.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.5056 to $16.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4: These securities are held of record by Ronin Trading, LLC, a limited liability company owned and managed by the Reporting Person. The Reporting Person is the indirect beneficial owner of all the shares of common stock of Xencor, Inc. held of record by Ronin Trading, LLC.