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Xencor Inc — Director's Dealing 2015
Dec 21, 2015
32653_dirs_2015-12-21_18a4c69a-8a58-4cdd-8d81-f6dd7d946c05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2015-12-16
Reporting Person: Foster Paul A (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-16 | Common Stock | M | 5000 | $0.59 | Acquired | 9627 | Direct |
| 2015-12-16 | Common Stock | S | 6025 | $15.01 | Disposed | 3602 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-16 | Stock Option (right to buy) | $0.59 | M | 5000 | Disposed | 2022-09-25 | Common Stock (5000) | Direct |
Footnotes
F1: Includes 1,207 shares of Common Stock that were acquired by the Reporting Person on June 10, 2015 and 1,212 shares of Common Stock that were acquired by the Reporting Person on December 15, 2015 pursuant to the Issuer's Employee Stock Purchase Plan.
F2: Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted November 23, 2015.
F3: 25% of the shares subject to the option shall vest on the one year anniversary of August 1, 2012 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.