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Xencor Inc — Director's Dealing 2014
Apr 22, 2014
32653_dirs_2014-04-22_4d98d06c-866f-4fae-a960-591b7a2d835b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2013-12-19
Reporting Person: Kuch John J (Vice President, Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-19 | Common Stock | M | 7 | $0.59 | Acquired | 144 | Direct |
| 2013-12-19 | Common Stock | M | 23 | $0.59 | Acquired | 167 | Direct |
| 2013-12-19 | Common Stock | M | 2470 | $0.59 | Acquired | 2637 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-19 | Stock Option (Right to Buy) | $0.59 | M | 7 | Disposed | 2013-12-31 | Common Stock (7) | Direct |
| 2013-12-19 | Stock Option (Right to Buy) | $0.59 | M | 23 | Disposed | 2013-12-31 | Common Stock (23) | Direct |
| 2013-12-19 | Stock Option (Right to Buy) | $0.59 | M | 2470 | Disposed | 2015-06-08 | Common Stock (13120) | Direct |
Footnotes
F1: This Form 4 is being amended to clarify the option exercised on December 19, 2013 and to correct the expiration date of this stock option which was originally reported as July 27, 2020.
F2: The stock option is fully vested and exercisable.
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