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Xencor Inc Director's Dealing 2014

Jun 20, 2014

32653_dirs_2014-06-20_6f42d881-765c-4275-908f-ef363abecb06.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2014-06-12

Reporting Person: STAFFORD JOHN S III (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-12 Common Stock G 7306240 $0.00 Disposed 426638 Direct
2014-06-18 Common Stock G 275000 $0.00 Disposed 151638 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7581240 Indirect

Footnotes

F1: On June 12, 2014, the Reporting Person transferred 7,306,240 shares of common stock of Xencor, Inc. to a Class C Capital Account at Ronin Trading, LLC ("Ronin"), a limited liability company owned and managed by the Reporting Person, as a capital contribution. The Reporting Person remains the indirect beneficial owner of all of the shares of common stock of Xencor, Inc. held of record by Ronin.

F2: On June 18, 2014, the Reporting Person transferred 275,000 shares of common stock of Xencor, Inc. to a Class C Capital Account at Ronin Trading, LLC ("Ronin"), a limited liability company owned and managed by the Reporting Person, as a capital contribution. The Reporting Person remains the indirect beneficial owner of all of the shares of common stock of Xencor, Inc. held of record by Ronin.

F3: These securities are held of record by Ronin Trading, LLC, a limited liability company owned and managed by the Reporting Person. The Reporting Person is the indirect beneficial owner of all of the shares of common stock of Xencor, Inc. held of record by Ronin Trading, LLC.