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Xencor Inc — Director's Dealing 2014
Jun 20, 2014
32653_dirs_2014-06-20_6f42d881-765c-4275-908f-ef363abecb06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2014-06-12
Reporting Person: STAFFORD JOHN S III (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-12 | Common Stock | G | 7306240 | $0.00 | Disposed | 426638 | Direct |
| 2014-06-18 | Common Stock | G | 275000 | $0.00 | Disposed | 151638 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7581240 | Indirect |
Footnotes
F1: On June 12, 2014, the Reporting Person transferred 7,306,240 shares of common stock of Xencor, Inc. to a Class C Capital Account at Ronin Trading, LLC ("Ronin"), a limited liability company owned and managed by the Reporting Person, as a capital contribution. The Reporting Person remains the indirect beneficial owner of all of the shares of common stock of Xencor, Inc. held of record by Ronin.
F2: On June 18, 2014, the Reporting Person transferred 275,000 shares of common stock of Xencor, Inc. to a Class C Capital Account at Ronin Trading, LLC ("Ronin"), a limited liability company owned and managed by the Reporting Person, as a capital contribution. The Reporting Person remains the indirect beneficial owner of all of the shares of common stock of Xencor, Inc. held of record by Ronin.
F3: These securities are held of record by Ronin Trading, LLC, a limited liability company owned and managed by the Reporting Person. The Reporting Person is the indirect beneficial owner of all of the shares of common stock of Xencor, Inc. held of record by Ronin Trading, LLC.