AI assistant
Sending…
Xencor Inc — Director's Dealing 2013
Dec 2, 2013
32653_dirs_2013-12-02_3ee74e37-b9a2-4db6-bb90-9b1529c59d4e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2013-12-02
Reporting Person: STAFFORD JOHN S JR (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 90 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A-1 Preferred Stock | $ | Common Stock (1367651) | Indirect | ||
| Series A-1 Preferred Stock | $ | Common Stock (286604) | Indirect | ||
| Series A-1 Preferred Stock | $ | Common Stock (71098) | Indirect |
Footnotes
F1: Every 3.1 shares of the Series A-1 Preferred Stock is convertible into 1 share of the Issuer's Common Stock at any time, at the holder's election, and has no expiration date.
More from Xencor Inc
Interim / Quarterly Report
2026
May 6
Regulatory Filings
2026
May 5
Proxy Solicitation & Information Statement
2026
Apr 27
Regulatory Filings
2026
Apr 27
Major Shareholding Notification
2026
Mar 31
Major Shareholding Notification
2026
Mar 27
Regulatory Filings
2026
Feb 25
Annual Report
2026
Feb 25
Regulatory Filings
2026
Feb 25
Director's Dealing
2026
Jan 26