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Xencor Inc — Director's Dealing 2013
Dec 2, 2013
32653_dirs_2013-12-02_75820d42-623b-4b42-98dc-f280aa9ab1c2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2013-12-02
Reporting Person: Desjarlais John R (Vice President, Research)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.59 | 2020-07-27 | Common Stock (65806) | Direct | |
| Stock Option (Right to Buy) | $0.59 | 2020-09-30 | Common Stock (117741) | Direct | |
| Stock Option (Right to Buy) | $4.25 | 2023-09-03 | Common Stock (62522) | Direct |
Footnotes
F1: The stock options are fully vested and exercisable.
F2: 25% of the shares subject to the option vested and became exercisable on the one year anniversary of October 1, 2010 (the "Vesting Commencement Date"), and 1/48th of the shares vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.
F3: 25% of the shares subject to the option shall vest on the one year anniversary of September 4, 2013 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.