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XD Inc. — Capital/Financing Update 2019
Nov 28, 2019
50574_rns_2019-11-28_25212592-e72f-43d6-90db-36762ae514de.pdf
Capital/Financing Update
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of XD Inc. (the “ Company ”) dated November 29, 2019 (the “ Prospectus ”).
Staple your 2019 (the “ Prospectus ”). 本申請表格使用心動有限公司(「 本公司 」)於2019年11月29日刊發的招股章程(「 招股章程 」)所界定的相同詞語。 payment here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong 請將股款 Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the 緊釘在此 United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港發售股份。若無根據美國 證券法登記或豁免登記,香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不 論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection — Documents Delivered to the Registrar of Companies in Hong Kong” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Hong Kong Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. — 招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長及備查文件 送呈香港公司註冊 處處長的文件」一節所述其他文件副本已遵照香港法例第32章公司(清盤及雜項條文)條例第342C條的規定, 送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「 香港聯交所 」)、香 港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此 等文件的內容概不負責。 XD Inc. 心动有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock Code : 2400 股份代號 : 2400 Maximum Offer Price : HK$15.80 per Share plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005% 最高發售價 : 每股股份15.80港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%香港聯交所 交易費 You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程載有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: XD Inc. 致︰ 心 動 有限公司 Sole Sponsor 獨家保薦人 Sole Global Coordinator 獨家全球協調人 Joint Bookrunners 聯席賬簿管理人 Joint Lead Managers 聯席牽頭經辦人 Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and 本人╱吾等同意本申請表格及招股章程的條款 application procedures in this Application Form 及條件以及申請程序。請參閱本申請表格「填交 and the Prospectus. Please refer to the “Effect of 本申請表格的效用」一節。 completing and submitting this Application Form” section of this Application Form.
警告 : 任何人士只限作出 一 次為其利益而進行 的認購申請 。請參閱「填交本申請表格的效用」 一節最後四點。
Warning: Only one application may be made for the beneft of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署)︰ Broker No. 經紀號碼 Broker’s Chop 經紀 印章 Date: 日期: ╱ ╱ D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not more than 3,180,000 Shares) Cheque/banker’s cashier order number 支票╱銀行本票號碼 申請香港發售股份數目(不超過3,180,000股股份) Name of bank on which cheque/banker’s cashier order is drawn Total amount 總額 (see “How to make your application” section) 兌現支票╱ 銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English (in BLOCK letter) 英文姓名╱名稱( 正楷 ) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫)pation in English 職業(以英文填寫)ation in English 職業(以英文填寫)glish 職業(以英文填寫)lish 職業(以英文填寫)職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪 除不適用者) Names of all other joint applicants in English (if any, in BLOCK Hong Kong Identity Card No./Passport No./Hong Kong letters) 所有其他聯名申請人的英文姓名╱名稱(如有, Business Registration No. of all other joint applicants (Please 正楷 ) delete as appropriate) 所有其他聯名申請人的香港身份證號 碼╱護照號碼╱香港商業登記號碼(請刪除不適用者) 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letter) 香港地址(以英文 正楷 填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本 節,是項認購申請將視作為 閣下利益提出。請填 寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名╱ 名稱 及香港 地址 )
Occupation in English 職業(以英文填寫)pation in English 職業(以英文填寫)ation in English 職業(以英文填寫)glish 職業(以英文填寫)lish 職業(以英文填寫)職業(以英文填寫)
For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
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(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填 寫其香港商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱ 護照號碼╱香港商業登記號碼將轉交第三方以核實申請表格的有效性。
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(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號 碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護 照號碼。
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(3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit.
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倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權,是項申請將視作為 閣下的利益提出。
(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號 碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護
- (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit.
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 200 Hong
Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Offer Shares applied for Amount payable on application No. of Hong Kong Offer Shares applied for Amount payable on application No. of Hong Kong Offer Shares applied for Amount payable on application No. of Hong Kong Offer Shares applied for Amount payable on application HK$ HK$ HK$ HK$ 200 3,191.85 5,000 79,796.08 80,000 1,276,737.33 700,000 11,171,451.62 400 6,383.69 6,000 95,755.30 90,000 1,436,329.49 800,000 12,767,373.28 600 9,575.53 7,000 111,714.52 100,000 1,595,921.66 900,000 14,363,294.94 800 12,767.37 8,000 127,673.73 150,000 2,393,882.49 1,000,000 15,959,216.60 1,000 15,959.22 9,000 143,632.95 200,000 3,191,843.32 2,000,000 31,918,433.20 1,200 19,151.06 10,000 159,592.17 250,000 3,989,804.15 3,000,000 47,877,649.80 1,400 22,342.91 20,000 319,184.33 300,000 4,787,764.98 3,180,000 (1) 50,750,308.79 1,600 25,534.74 30,000 478,776.50 350,000 5,585,725.81 1,800 28,726.59 40,000 638,368.66 400,000 6,383,686.64 2,000 31,918.43 50,000 797,960.83 450,000 7,181,647.47 (1) Maximum number of Hong Kong Offer Sharesyou mayapplyfor. 3,000 47,877.65 60,000 957,553.00 500,000 7,979,608.30 4,000 63,836.87 70,000 1,117,145.16 600,000 9,575,529.96 2. Complete the form in English in BLOCK letters and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED — XD INC PUBLIC OFFER”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre- printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the frst-named applicant’s name. • be issued by a licensed bank in Hong Kong, and have your name certifed on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the frst- named applicant’s name. Sample樣版 |
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Bank of China (Hong Kong) Limited: Branch Name Address Hong Kong Island Lee Chung Street Branch 29–31 Lee Chung Street, Chai Wan, Hong Kong 409 Hennessy Road Branch 409–415 Hennessy Road, Wan Chai, Hong Kong Kowloon Kwun Tong Plaza Branch G1 Kwun Tong Plaza, 68 Hoi Yuen Road, Kwun Tong, Kowloon Tsim Sha Tsui East Branch Shop 3, LG/F, Hilton Towers, 96 Granville Road, Tsim Sha Tsui East, Kowloon New Territories Tuen Mun San Hui Branch G13–G14 Eldo Court, Heung Sze Wui Road, Tuen Mun, New Territories Castle Peak Road G/F–1/F, Sin Ching Building, 201–207 Castle Peak Road (Tsuen Wan) Branch (Tsuen Wan), Tsuen Wan, New Territories 5. Your Application Form can be lodged at these times: Friday, November 29, 2019 — 9:00 a.m. to 5:00 p.m. Saturday, November 30, 2019 — 9:00 a.m. to 1:00 p.m. Monday, December 2, 2019 — 9:00 a.m. to 5:00 p.m. Tuesday, December 3, 2019 — 9:00 a.m. to 5:00 p.m. Wednesday, December 4, 2019 — 9:00 a.m. to 5:00 p.m. Thursday, December 5, 2019 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Thursday, December 5, 2019. The application lists will be opened between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “10. Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus. The applications for the Hong Kong Offer Shares will commence on Friday, November 29, 2019 through Thursday, December 5, 2019. The application monies (including the brokerage fees, SFC transaction levies and Hong Kong Stock Exchange trading fees) will be held by the receiving bank and on behalf of the Company after the closing of the application lists and the refund monies, if any, will be returned to the applicants without interest on or before Wednesday, December 11, 2019. Investors should be aware that the dealings in the Shares on the Hong Kong Stock Exchange are expected to commence on Thursday, December 12, 2019.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為200股香港發售股份,並為 下表所列的其中一個數目,否則恕不受理。
| 可供申請認購股份數目及應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 港元 港元 港元 200 3,191.85 5,000 79,796.08 80,000 1,276,737.33 700,000 11,171,451.62 400 6,383.69 6,000 95,755.30 90,000 1,436,329.49 800,000 12,767,373.28 600 9,575.53 7,000 111,714.52 100,000 1,595,921.66 900,000 14,363,294.94 800 12,767.37 8,000 127,673.73 150,000 2,393,882.49 1,000,000 15,959,216.60 1,000 15,959.22 9,000 143,632.95 200,000 3,191,843.32 2,000,000 31,918,433.20 1,200 19,151.06 10,000 159,592.17 250,000 3,989,804.15 3,000,000 47,877,649.80 1,400 22,342.91 20,000 319,184.33 300,000 4,787,764.98 3,180,000 (1) 50,750,308.79 1,600 25,534.74 30,000 478,776.50 350,000 5,585,725.81 1,800 28,726.59 40,000 638,368.66 400,000 6,383,686.64 2,000 31,918.43 50,000 797,960.83 450,000 7,181,647.47 3,000 47,877.65 60,000 957,553.00 500,000 7,979,608.30 (1) 閣下可申請認購的香港 發售股份最高數目。 4,000 63,836.87 70,000 1,117,145.16 600,000 9,575,529.96 2. 以英文正楷填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張 獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則 閣下的認購申請不獲接 納: 支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「中國銀行(香港)代理人有限公司 —心動有限公司公開發售」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出; 及 • 顯示 閣下的賬戶名稱,而該賬戶名稱必 須已預印在支票上,或由有關銀行授權的 人士在支票背書。該賬戶名稱必須與 閣 下姓名╱名稱相同。如屬聯名申請,賬戶 名稱必須與排名首位申請人的姓名╱名稱 相同。 • 由香港持牌銀行開出,並由有關銀行授權 的人士在背面簽署核證 閣下姓名╱名 稱。銀行本票所示姓名╱名稱須與 閣下 姓名╱名稱相同。如屬聯名申請,銀行本 票背面所示姓名╱名稱必須與排名首位申 請人的姓名╱名稱相同。 Sample樣版 |
可供申請認購股份數目及應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 港元 港元 港元 200 3,191.85 5,000 79,796.08 80,000 1,276,737.33 700,000 11,171,451.62 400 6,383.69 6,000 95,755.30 90,000 1,436,329.49 800,000 12,767,373.28 600 9,575.53 7,000 111,714.52 100,000 1,595,921.66 900,000 14,363,294.94 800 12,767.37 8,000 127,673.73 150,000 2,393,882.49 1,000,000 15,959,216.60 1,000 15,959.22 9,000 143,632.95 200,000 3,191,843.32 2,000,000 31,918,433.20 1,200 19,151.06 10,000 159,592.17 250,000 3,989,804.15 3,000,000 47,877,649.80 1,400 22,342.91 20,000 319,184.33 300,000 4,787,764.98 3,180,000 (1) 50,750,308.79 1,600 25,534.74 30,000 478,776.50 350,000 5,585,725.81 1,800 28,726.59 40,000 638,368.66 400,000 6,383,686.64 2,000 31,918.43 50,000 797,960.83 450,000 7,181,647.47 3,000 47,877.65 60,000 957,553.00 500,000 7,979,608.30 (1) 閣下可申請認購的香港 發售股份最高數目。 4,000 63,836.87 70,000 1,117,145.16 600,000 9,575,529.96 2. 以英文正楷填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張 獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則 閣下的認購申請不獲接 納: 支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「中國銀行(香港)代理人有限公司 —心動有限公司公開發售」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出; 及 • 顯示 閣下的賬戶名稱,而該賬戶名稱必 須已預印在支票上,或由有關銀行授權的 人士在支票背書。該賬戶名稱必須與 閣 下姓名╱名稱相同。如屬聯名申請,賬戶 名稱必須與排名首位申請人的姓名╱名稱 相同。 • 由香港持牌銀行開出,並由有關銀行授權 的人士在背面簽署核證 閣下姓名╱名 稱。銀行本票所示姓名╱名稱須與 閣下 姓名╱名稱相同。如屬聯名申請,銀行本 票背面所示姓名╱名稱必須與排名首位申 請人的姓名╱名稱相同。 Sample樣版 |
|---|---|
| 支票必須: |
銀行本票必須: |
| • 為港元; • 不得為期票; • 註明抬頭人為「中國銀行(香港)代理人有限公司 —心動有限公司公開發售」; • 劃線註明「只准入抬頭人賬戶」; m |
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| • 從 閣下在香港的港元銀行賬戶中開出; 及 • 顯示 閣下的賬戶名稱,而該賬戶名稱必 須已預印在支票上,或由有關銀行授權的 人士在支票背書。該賬戶名稱必須與 閣 下姓名╱名稱相同。如屬聯名申請,賬戶 名稱必須與排名首位申請人的姓名╱名稱 相同。 Sa |
• 由香港持牌銀行開出,並由有關銀行授權 的人士在背面簽署核證 閣下姓名╱名 稱。銀行本票所示姓名╱名稱須與 閣下 姓名╱名稱相同。如屬聯名申請,銀行本 票背面所示姓名╱名稱必須與排名首位申 請人的姓名╱名稱相同。 |
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
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請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入中國 銀行(香港)有限公司的下列任何一家分行的收集箱: 分行名稱 地址 香港島 利眾街分行 香港柴灣利眾街29–31號 軒尼詩道409號分行 香港灣仔軒尼詩道409–415號 九龍 觀塘廣場分行 九龍觀塘開源道68號觀塘廣場G1 尖沙咀東分行 九龍尖沙咀東加連威老道96號 希爾頓大廈低層地下3號舖 新界 屯門新墟分行 新界屯門鄉事會路雅都花園商場G13–G14號 荃灣青山道分行 新界荃灣青山公路荃灣段201–207號 新青大廈地下及一樓 5. 閣下可於下列時間遞交申請表格︰ 2019年11月29日(星期五)— 上午九時正至下午五時正 2019年11月30日(星期六)— 上午九時正至下午一時正 2019年12月2日(星期一)— 上午九時正至下午五時正 2019年12月3日(星期二)— 上午九時正至下午五時正 2019年12月4日(星期三)— 上午九時正至下午五時正 2019年12月5日(星期四)— 上午九時正至中午十二時正 6. 截止遞交申請的時間為2019年12月5日(星期四)中午十二時正。本公司將於當日上午十一時2019年12月5日(星期四)中午十二時正。本公司將於當日上午十一時年12月5日(星期四)中午十二時正。本公司將於當日上午十一時12月5日(星期四)中午十二時正。本公司將於當日上午十一時月5日(星期四)中午十二時正。本公司將於當日上午十一時5日(星期四)中午十二時正。本公司將於當日上午十一時日(星期四)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的因素為天氣情況(詳見招股 章程「如何申請香港發售股份」一節「10. 惡劣天氣對開始辦理申請登記的影響」)。10. 惡劣天氣對開始辦理申請登記的影響」)。惡劣天氣對開始辦理申請登記的影響」)。 香港發售股份申請將會自2019年11月29日(星期五)起直至2019年12月5日(星期四)止。申請款 項(包括經紀佣金、證監會交易徵費及香港聯交所交易費)將由收款銀行於截止辨理申請登記 後代表本公司持有,且退款金額(如有)將於2019年12月11日(星期三)或之前不計利息退還予 申請人。投資者務請注意,預期股份將於2019年12月12日(星期四)於香港聯交所開始買賣。
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閣下可於下列時間遞交申請表格︰
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截止遞交申請的時間為2019年12月5日(星期四)中午十二時正。本公司將於當日上午十一時2019年12月5日(星期四)中午十二時正。本公司將於當日上午十一時年12月5日(星期四)中午十二時正。本公司將於當日上午十一時12月5日(星期四)中午十二時正。本公司將於當日上午十一時月5日(星期四)中午十二時正。本公司將於當日上午十一時5日(星期四)中午十二時正。本公司將於當日上午十一時日(星期四)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的因素為天氣情況(詳見招股 章程「如何申請香港發售股份」一節「10. 惡劣天氣對開始辦理申請登記的影響」)。10. 惡劣天氣對開始辦理申請登記的影響」)。惡劣天氣對開始辦理申請登記的影響」)。
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name XD Inc.
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心动有限公司
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(Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING
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Conditions for your application • agree that none of the Company, the Sole Sponsor, the Sole Global A. Who can apply Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Underwriters, their respective directors, officers, employees, partners,
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- You and any person(s) for whose benefit you are applying must be 18 agents, advisors and any other party involved in the Global Offering is or
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years of age or older and must have a Hong Kong address.
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- If you are a firm, the application must be in the individual members’ will be liable for any information and representations not in the Prospectus names. (and any supplement to it);
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- The number of joint applicants may not exceed 4. • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated
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- If you are a body corporate, the application must be signed by a duly authorised officer, who must state his or her representative capacity, and an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the International Offering nor participated in the
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stamped with your corporation’s chop.
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- You must be outside the United States, not be a United States Person International Offering; • agree to disclose to the Company, the Hong Kong Share Registrar,
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(within the meaning of Regulation S) and not be a legal or natural person of the PRC (except qualified domestic institutional investors). receiving banks, the Sole Sponsor, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Underwriters and/or
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- Unless permitted by the Listing Rules, you cannot apply for any Hong their respective advisors and agents any personal data which they may
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Kong Offer Shares if you are: • an existing beneficial owner of shares in the Company and/or any of require about you and the person(s) for whose benefit you have made the its subsidiaries; application;
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• a Director or chief executive officer of the Company and/or any of its • if the laws of any place outside Hong Kong apply to your application, subsidiaries; agree and warrant that you have complied with all such laws and none
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• a core connected person (as defined in the Listing Rules) of the of the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers and the Underwriters nor any of
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Company (or any of its subsidiaries) or will become a core connected their respective officers or advisors will breach any law outside Hong
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person of the Company (or any of its subsidiaries) immediately upon Kong as a result of the acceptance of your offer to purchase, or any action
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completion of the Global Offering;
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• a close associate (as defined in the Listing Rules) of any of the above; arising from your rights and obligations under the terms and conditions or contained in the Prospectus and this Application Form;
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• have been allocated or have applied any International Offer Shares or • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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otherwise participated in the International Offering. • agree that your application will be governed by the laws of Hong Kong;
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B. If you are a nominee • represent , warrant and undertake that (i) you understand that the Hong You, as a nominee, may make more than one application for the Hong Kong Kong Offer Shares have not been and will not be registered under the
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Offer Shares by: (i) giving electronic instructions to HKSCC via Central U.S. Securities Act; and (ii) you and any person for whose benefit you Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); are applying for the Hong Kong Offer Shares are outside the United
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or (ii) using a WHITE or YELLOW Application Form, and lodge more than States (as defined in Regulation S) and are not a U.S. person (as defined one application in your own name on behalf of different beneficial owners. in Regulation S); and (iii) the purchaser is not an “affiliate” (within the
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C. Effect of completing and submitting this Application Form meaning of Regulation S) of the Company or a person acting on the behalf By completing and submitting this Application Form, you (and if you are joint of the Company or an affiliate of the Company; applicants, each of you jointly and severally) for yourself or as an agent or a • warrant that the information you have provided is true and accurate; nominee on behalf of each person for whom you act: • agree to accept the Hong Kong Offer Shares applied for, or any lesser • undertake to execute all relevant documents and instruct and authorise the number allocated to you under the application; Company and/or the Sole Global Coordinator (or its agents or nominees), • authorise the Company to place your name(s) or the name of the HKSCC as agents of the Company, to execute any documents for you and to do on Nominees on the Company’s register of members as the holder(s) of any your behalf all things necessary to register any Hong Kong Offer Shares Hong Kong Offer Shares allocated to you, and the Company and/or its allocated to you in your name as required by the Articles of Association; agents to send any share certificate(s) and/or any refund cheque(s) to you
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• agree to comply with the Companies Ordinance (Chapter 622 of the or the first-named applicant for joint application by ordinary post at your Laws of Hong Kong), the Companies (Winding Up and Miscellaneous own risk to the address stated on the application, unless you are eligible to Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong), the collect the share certificate(s) and/or refund cheque(s) in person; Companies Law (2018 Revision) Cap 22 (Law 3 of 1961) and the Articles • declare and represent that this is the only application made and the only of Association; application intended by you to be made to benefit you or the person for
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• confirm that you have read the terms and conditions and application whose benefit you are applying; procedures set out in the Prospectus and in this Application Form and • understand that the Company and the Sole Global Coordinator will rely agree to be bound by them; on your declarations and representations in deciding whether or not to
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understand that the Company and the Sole Global Coordinator will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Offer Shares to you and that you may be prosecuted for making a false declaration;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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• confirm that you are aware of the restrictions on the Global Offering in the Prospectus;
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(if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the White Form eIPO Service Provider by you or by any one as your agent or by any other person; and
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
• (if you are making the application as an agent for the benefit of another If you do not collect your refund cheque(s) and/or Share certificate(s) person) warrant that (i) no other application has been or will be made personally within the time period specified for collection, they will be by you as agent for or for the benefit of that person or by that person or dispatched promptly to the address as specified on this Application Form by by any other person as agent for that person on a WHITE or YELLOW ordinary post at your own risk. Application Form or by giving electronic application instructions to If you apply for less than 1,000,000 Hong Kong Offer Shares, your refund HKSCC; and (ii) you have due authority to sign the Application Form or cheque(s) and/or Share certificate(s) will be sent to the address on the relevant give electronic application instructions on behalf of that other person as Application Form on or before Wednesday, December 11, 2019, by ordinary their agent. post and at your own risk. D. Power of attorney Refund of your money If your application is made by a person under a power of attorney, the If you do not receive any Hong Kong Offer Shares or if your application is Company and the Sole Global Coordinator may accept it at their discretion, accepted only in part, the Company will refund to you your application monies and on any conditions they think fit, including evidence of the attorney’s (including the related 1.0% brokerage, 0.0027% SFC transaction levy and authority. 0.005% Hong Kong Stock Exchange trading fee) without interest. If the Offer Determination of Offer Price and Allocation of Hong Kong Offer Shares Price is less than the maximum Offer Price, the Company will refund to you The Offer Price is expected to be fixed on or around Thursday, December 5, the surplus application monies (including the related 1.0% brokerage, 0.0027% 2019. Applicants are required to pay the maximum Offer Price of HK$15.80 SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) for each Hong Kong Offer Share together with 1.0% brokerage, 0.0027% without interest. SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee. The refund procedures are stated in the “14. Dispatch/Collection of Share If the Offer Price is not agreed among the Company and the Sole Global Certificates and Refund Monies” in the “How to Apply for Hong Kong Offer Coordinator (for itself and on behalf of the Hong Kong Underwriters) on or Shares” section of the Prospectus. before Monday, December 9, 2019, the Global Offering will not proceed and will lapse. Application by HKSCC Nominees Limited (“HKSCC Nominees”) Applications for Hong Kong Offer Shares will not be processed and no Where this Application Form is signed by HKSCC Nominees on behalf of allotment of any Hong Kong Offer Shares will be made until the application persons who have given electronic application instructions to apply for the lists close. Hong Kong Offer Shares, the provisions of this Application form which are The Company expects to announce the final Offer Price, the level of inconsistent with those set out in the Prospectus shall not apply and provisions indications of interest in the International Offering, the level of applications in in the Prospectus shall prevail. the Hong Kong Public Offering and the basis of allocation of the Hong Kong Without limiting the generality of this paragraph, the following sections of Offer Shares on Wednesday, December 11, 2019 in South China Morning Post this Application Form are inapplicable where this form is signed by HKSCC (in English) and Hong Kong Economic Times (in Chinese), and on the website Nominees: of the Hong Kong Stock Exchange at www.hkexnews.hk and the Company’s • “Applicants’ declaration” on the first page; website at www.xd.com . The results of allocations and the Hong Kong • “Warning” on the first page; Identity Card/passport/Hong Kong business registration numbers of successful • “If you are a nominee”; applicants will be available on the above websites. • All representations and warranties under the “Effect of completing and The allocation of the Offer Shares between the Hong Kong Public Offering submitting this Application Form” section, except the first one regarding and the International Offering will be subject to adjustment as described in the registration of Hong Kong Offer Shares in the applicant’s name and the section “Structure of the Global Offering” in the Prospectus. In particular, the signing of documents to enable the applicant to be registered as the holder Sole Global Coordinator may reallocate Offer Shares from the International of the Hong Kong Offer Shares; Offering to the Hong Kong Public Offering to satisfy valid applications under • “If your application for Hong Kong Offer Shares is successful (in whole the Hong Kong Public Offering, provided that the total number of Offer or in part)”; and Shares available under the Hong Kong Public Offering shall not be increased • “Refund of your money”. to more than 12,720,000 Offer Shares, representing two times the number of The following sections in the “How to Apply for Hong Kong Offer Shares” Offer Shares initially available for subscription under the Hong Kong Public Offering and 20% of the total number of Offer Shares initially available for section of the Prospectus are inapplicable where this form is signed by subscription under the Global Offering, and the final price shall be fixed at the HKSCC Nominees: low end of the Offer Price range (that is, HK$11.10 per Offer Share) stated in • “8. How Many Applications Can You Make”; and the Prospectus in accordance with Guidance Letter HKEx-GL91-18 issued by • “12. Circumstances in Which You Will Not be Allocated Offer Shares”. the Stock Exchange. Effect of the Information You Give to Computershare Hong Kong If your application for Hong Kong Offer Shares is successful (in whole or Investor Services Limited in part) Computershare Hong Kong Investor Services Limited and its related bodies’ If you apply for 1,000,000 or more Hong Kong Offer Shares and have corporate, directors, officers, employees and agents (“Representatives”) provided all information required by your application form, you may collect expressly disclaim and exclude to the maximum extent permitted by law any refund cheque(s) and/or Share certificate(s) from Computershare Hong Kong liability for any loss or damage suffered or incurred by the applicant or any Investor Services Limited at Shops 1712–1716, 17th Floor, Hopewell Centre, other person or entity however caused relating in any way to, or connected 183 Queen’s Road East, Wanchai, Hong Kong, from 9:00 a.m. to 1:00 p.m. with, any information provided by or on behalf of the applicant on or in on Wednesday, December 11, 2019 or such other date as notified by us in the connection with this document or any services provided hereunder, or any newspapers.
Computershare Hong Kong Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“Representatives”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.
If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to Computershare Hong Kong Investor Services Limited.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格 XD Inc. 心动有限公司 (於開曼群島註冊成立的有限公司) 全球發售 ‧ 申請條件 同意 本公司、獨家保薦人、獨家全球協調人、聯席 賬簿管理人、聯席牽頭經辦人、包銷商、彼等各自 甲、可提出申請的人士 的董事、高級職員、僱員、合作夥伴、代理、顧問 1. 閣下及 閣下為其利益提出申請的人士必須年滿18 及參與全球發售的任何其他各方現時或日後均毋須 歲並有香港地址。 對並非載於招股章程(及其任何補充文件)的任何資 2. 如 閣下為商號,申請須以個別成員名義提出。 料及陳述負責; 3. 聯名申請人不得超過四名。 ‧ 承諾 及 確認 閣下或 閣下為其利益提出申請的人 4. 如 閣下為法人團體,申請須經獲正式授權人員簽 士並無申請或接納或表示有意認購(亦不會申請或 署,並註明其所屬代表身份及蓋上公司印鑑。 接納或表示有意認購)國際發售的任何發售股份, 5. 閣下必須身處美國境外,並非美籍人士(定義見S規 也沒有參與國際發售; 例)亦非中國法人或自然人(合格境內機構投資者除 ‧ 同意 在本公司、香港證券登記處、收款銀行、獨家 外)。 保薦人、獨家全球協調人、聯席賬簿管理人、聯席 6. 除上市規則批准外,下列人士概不得申請認購任何 牽頭經辦人、包銷商及╱或彼等各自的顧問及代理 香港發售股份: 提出要求時,向彼等披露其所要求提供有關 閣下 ‧ 本公司及╱或其任何附屬公司股份的現有實益 及 閣下為其利益提出申請的人士的個人資料; 擁有人; ‧ 若香港境外任何地方的法例適用於 閣下的申請, ‧ 本公司及╱或其任何附屬公司的董事或行政總 則 同意 及 保證 閣下已遵守所有有關法例,且本公 裁; 司、獨家保薦人、獨家全球協調人、聯席賬簿管理 ‧ 本公司(或其任何附屬公司)核心關連人士(定 人、聯席牽頭經辦人及包銷商概不會以及彼等各自 義見上市規則)或緊隨全球發售完成後將成為 的高級職員或顧問亦不會因接納 閣下的購買要 本公司(或其任何附屬公司)核心關連人士的人 約,或 閣下在招股章程及本申請表格所載的條款 士; 及條件項下的權利及責任所引致的任何行動,而違 ‧ 上述任何人士的緊密聯繫人(定義見上市規 反香港境外的任何法例; 則);或 ‧ 同意 閣下的申請一經接納,即不得因無意的失實 ‧ 已獲分配或已申請任何國際發售股份或以其他 陳述而撤銷; 形式參與國際發售。 ‧ 同意 閣下的申請受香港法例規管; 乙、如 閣下為代名人 ‧ 聲明、保證 及 承諾 :(i) 閣下明白香港發售股份不 閣下作為代名人可提交超過一份香港發售股份申請,方 曾亦不會根據美國證券法登記;及(ii) 閣下及 閣 法是:(i)透過中央結算及交收系統(「中央結算系統」)向(i)透過中央結算及交收系統(「中央結算系統」)向透過中央結算及交收系統(「中央結算系統」)向 下為其利益申請香港發售股份的人士均身處美國境 香港結算發出電子指示(如 閣下為中央結算系統參與 外(定義見S規例)且屬非美籍人士(定義見S規例); 者);或(ii)使用(ii)使用使用 白色 或 黃色 申請表格,以自身名義代表 及(iii)買方並非本公司的「聯屬人士」(定義見S規例) 不同的實益擁有人提交超過一份申請。 或代表本公司或本公司聯屬人士行事的人士; ‧ 保證 閣下提供的資料真實及準確; 丙、填交本申請表格的效用 ‧ 同意 接納所申請數目或根據申請分配予 閣下但數 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯 目較少的香港發售股份; 名申請人,即各人共同及個別)代表 閣下本身,或作 ‧ 授權 本公司將 閣下的姓名╱名稱或香港結算代理 為 閣下代其行事的每位人士的代理或代名人: 人之名稱列入本公司股東名冊,作為 閣下獲分配 ‧ 承諾 簽立所有相關文件,並指示及授權本公司及╱ 的任何香港發售股份的持有人,並授權本公司及╱ 或獨家全球協調人(或彼等的代理或代名人)(作為 或其代理以普通郵遞方式按申請所示地址向 閣下 本公司代理),為按照組織章程細則的規定將 閣 或聯名申請的首名申請人發送任何股票及╱或退款 下獲分配的任何香港發售股份以 閣下名義登記而 支票,郵誤風險由 閣下承擔,除非 閣下合資格 代表 閣下簽立任何文件及代表 閣下處理一切必 親身領取股票及╱或退款支票; 要事務; ‧ 聲明 及 表示 此乃 閣下為本身或 閣下為其利益提 ‧ 同意 遵守香港法例第622章公司條例、香港法例第 出申請的人士提出及擬提出的唯一申請; 32章公司(清盤及雜項條文)條例、公司法(2018年 ‧ 明白 本公司及獨家全球協調人將依據 閣下的聲明 修訂本)第 22 章(1961 年第 3 號法例)及組織章程細 及陳述而決定是否向 閣下配發任何香港發售股 則;
閣下作為代名人可提交超過一份香港發售股份申請,方 法是:(i)透過中央結算及交收系統(「中央結算系統」)向(i)透過中央結算及交收系統(「中央結算系統」)向透過中央結算及交收系統(「中央結算系統」)向 香港結算發出電子指示(如 閣下為中央結算系統參與 者);或(ii)使用(ii)使用使用 白色 或 黃色 申請表格,以自身名義代表 不同的實益擁有人提交超過一份申請。
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‧ 明白 本公司及獨家全球協調人將依據 閣下的聲明 及陳述而決定是否向 閣下配發任何香港發售股 份, 閣下如作出虛假聲明,可能會被檢控;
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‧ 確認 閣下已細閱招股章程及本申請表格所載的條 款及條件以及申請程序,並同意受其約束;
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‧ (如本申請為 閣下本身利益提出) 保證 閣下或作 為 閣下代理的任何人士或任何其他人士不曾亦不 會為 閣下利益而以 白色 或 黃色 申請表格或向香港 結算或向 白表eIPO 服務提供商發出 電子認購指示 而 提出其他申請;及
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‧ 確認 閣下已接獲及細閱招股章程,提出申請時也 僅依據招股章程載列的資料及陳述,而除招股章程 任何補充文件外,不會依賴任何其他資料或陳述;
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‧ 確認 閣下知悉招股章程內有關全球發售的限制;
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
‧ (如 閣下作為代理為另一人士的利益提出申請) 如 閣下申請認購1,000,000股以下香港發售股份, 閣 保證 (i) 閣下(作為代理或為該人士利益)或該人士 下的退款支票及╱或股票將於2019年12月11日(星期三) 或任何其他作為該人士代理的人士不曾亦不會以 白 或以前以普通郵遞方式寄往相關申請表格所示地址,郵 色 或 黃色 申請表格或向香港結算發出 電子認購指示 誤風險由 閣下承擔。 而提出其他申請;及(ii) 閣下獲正式授權作為該 其他人士的代理代為簽署申請表格或發出 電子認購 退回款項 。 指示 若 閣下未獲分配任何香港發售股份或申請僅部分獲接 納,本公司將不計利息退回 閣下的申請股款(包括相 丁、授權書 關的1.0%經紀佣金、0.0027%證監會交易徵費及0.005%香 如 申請由有授權書的人士提出,本公司及獨家全球 港聯交所交易費)。如發售價低於最高發售價,本公司 協調人可按其認為合適的任何條件(包括出示獲授權證 將不計利息退回多收申請股款(包括相關的1.0%經紀佣 明)酌情接納 閣下的申請。 金、0.0027%證監會交易徵費及0.005%香港聯交所交易 費)。 釐定發售價及香港發售股份的分配 有關退款程序載於招股章程「如何申請香港發售股份」 預期發售價於2019年12月5日(星期四)或前後釐定。申 一節「14. 寄發╱領取股票及退還股款」。 請人須繳付每股香港發售股份15.80港元的最高發售價, 另加1.0%經紀佣金、0.0027%證監會交易徵費及0.005%香 香港中央結算(代理人)有限公司(「香港結算代理人」) 港聯交所交易費。倘若本公司與獨家全球協調人(為其 提出的申請 自身及代表香港包銷商)並無於2019年12月9日(星期一) 如本申請表格由香港結算代理人代表發出 電子認購指示 或之前協定發售價,全球發售將不會進行並告失效。 申請香港發售股份的人士簽署,本申請表格與招股章程 截止登記認購申請前,概不處理香港發售股份的申請及 不符的條文將不適用,且以招股章程之條文為準。 配發任何香港發售股份。 在不限制此段一般應用的前提下,本申請表格的以下部 本公司預期於 2019 年 12 月 11 日(星期三)在《南華早報》 分在香港結算代理人作簽署人的情況下並不適用: (英文)、《香港經濟日報》(中文)、香港聯交所網站 ‧ ( www.hkexnews.hk )及本公司網站( www.xd.com )公佈最終 第一頁的「申請人聲明」; ‧ 第一頁的「警告」; 發售價、國際發售踴躍程度、香港公開發售認購申請數 ‧ 「如 閣下為代名人」; 目及香港發售股份分配基準。分配結果以及獲接納申請 ‧ 人的香港身份證╱護照╱香港商業登記號碼亦同於上述 「填交本申請表格的效用」一節項下的所有陳述及保 網站公佈。 證,惟首項有關以申請人名義登記香港發售股份及 香港公開發售與國際發售之間的發售股份分配將按招股 簽署使申請人登記成為香港發售股份持有人的文件 章程「全球發售的架構」一節所述者作出調整。尤其是, 除外; ‧ 獨家全球協調人或會將發售股份從國際發售重新分配至 「如 閣下成功申請認購香港發售股份(全部或部 香港公開發售,以滿足香港公開發售的有效申請,惟根 分)」;及 據聯交所發出的指引信HKEx-GL91-18,根據香港公開發 ‧ 「退回款項」。 售可供認購的發售股份總數不得增加至超過12,720,000 招股章程「如何申請香港發售股份」一節的以下部分在香 股發售股份,相當於根據香港公開發售初步可供認購發 港結算代理人作簽署人的情況下並不適用: 售股份數目的兩倍及根據全球發售初步可供認購發售股 ‧ 「8. 閣下可提交的申請數目」;及 份總數的20% ,而且最終價格須釐定為招股章程所述發 ‧ 「12. 閣下不獲配發發售股份的情況」。 售價範圍的下限(即每股發售股份11.10港元)。 閣下提供給香港中央證券登記有限公司的資訊的有關影 如 閣下成功申請認購香港發售股份(全部或部分) 響 如 閣下申請認購1,000,000股或以上香港發售股份並提 香港中央證券登記有限公司和其有關連的法人團體、董 供申請表格規定的所有資料, 閣下可於2019年12月11 事、高級人員、僱員及代理人(「代表」)在法律所容許的 日(星期三)或吾等於報章公佈的其他日期上午九時正至 最大限度內明確卸棄及免除在任何方面與申請人或代表 下午一時正自香港中央證券登記有限公司(地址為香港 申請人在此文件提供的或與此文件或在此文件下提供的 灣仔皇后大道東183號合和中心17樓1712–1716號舖)領取 任何服務相關的任何資料,或任何申請人或代表申請人 退款支票及╱或股票。 提供與此文件或在此文件下提供的任何服務相關的任何 如 閣下為個人申請人並合資格親身領取, 閣下不得 其他書面或口頭通訊,有關或相關由申請人或任何其他 授權任何其他人士代領。如 閣下為公司申請人並合資 人士或實體所遭受或招致不論如何造成的任何損失或損 格派人領取, 閣下的授權代表須攜同蓋上公司印鑑的 害的任何責任。此包括,但不限於,該等資料中不論如 授權書領取。個人申請人及授權代表領取股票時均須出 何造成的任何錯誤或遺漏,或代表或任何其他人士或實 示香港中央證券登記有限公司接納的身份證明文件。 體對該等資料或任何該等資料的文件記錄、影像、記錄 如 閣下並無在指定領取時間內親身領取退款支票及╱ 或複製品作出的任何依據,或其準確性、完整性、合時 或股票,有關股票將會立刻以普通郵遞方式寄往本申請 性或可靠性。 表格所示地址,郵誤風險由 閣下承擔。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Personal Data
Personal Information Collection Statement 3. Transfer of personal data This Personal Information Collection Statement informs Personal data held by the Company and the Hong Kong the applicant for, and holder of, Hong Kong Offer Shares, Share Registrar relating to the securities holders will be of the policies and practices of the Company and the kept confidential but the Company and the Hong Kong Hong Kong Share Registrar in relation to personal data Share Registrar may, to the extent necessary for achieving and the Personal Data (Privacy) Ordinance (Chapter 486 any of the above purposes, disclose, obtain or transfer of the Laws of Hong Kong) (the “Ordinance”). (whether within or outside Hong Kong) the personal data 1. Reasons for the collection of your personal data to, from or with any of the following: It is necessary for applicants and registered holders of • the Company’s appointed agents such as financial securities to supply correct personal data to the Company advisers, receiving banks and overseas principal or its agents and the Hong Kong Share Registrar when share registrar; applying for securities or transferring securities into or out • where applicants for securities request a deposit into of their names or in procuring the services of the Hong CCASS, HKSCC or HKSCC Nominees, who will Kong Share Registrar. use the personal data for the purposes of operating CCASS; Failure to supply the requested data may result in your • any agents, contractors or third-party application for securities being rejected, or in delay or service providers who offer administrative, the inability of the Company or the Hong Kong Share Registrar to effect transfers or otherwise render their telecommunications, computer, payment or other services. It may also prevent or delay registration or services to the Company or the Hong Kong Share transfers of the Hong Kong Offer Shares which you have Registrar in connection with their respective business successfully applied for and/or the dispatch of share operation; certificate(s) and/or refund cheque(s) to which you are • the Hong Kong Stock Exchange, the SFC and any entitled. other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; It is important that securities holders inform the Company and and the Hong Kong Share Registrar immediately of any • any persons or institutions with which the securities’ inaccuracies in the personal data supplied. holders have or propose to have dealings, such as 2. Purposes their bankers, solicitors, accountants or stockbrokers The personal data of the securities holders may be used, etc. held, processed, and/or stored (by whatever means) for the following purposes: 4. Retention of personal data • processing your application and refund cheque, The Company and the Hong Kong Share Registrar will where applicable, verification of compliance with keep the personal data of the applicants and holders of the terms and application procedures set out in this securities for as long as necessary to fulfil the purposes Application Form and the Prospectus and announcing for which the personal data were collected. Personal data results of allocation of the Hong Kong Offer Shares; • compliance with applicable laws and regulations in which is no longer required will be destroyed or dealt with Hong Kong and elsewhere; in accordance with the Ordinance. • registering new issues or transfers into or out of the names of securities’ holders including, where 5. Access to and correction of personal data applicable, HKSCC Nominees; Securities holders have the right to ascertain whether • maintaining or updating the register of securities’ the Company or the Hong Kong Share Registrar hold holders of the Company; their personal data, to obtain a copy of that data, and to • verifying securities holders’ identities; • establishing benefit entitlements of securities’ holders correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a of the Company, such as dividends, rights issues, bonus issues, etc.; reasonable fee for the processing of such requests. • distributing communications from the Company and its subsidiaries; All requests for access to data or correction of data should • compiling statistical information and securities’ be addressed to us, at our registered address disclosed in holders profiles; the “Corporate Information” section of the Prospectus • disclosing relevant information to facilitate claims on or as notified from time to time, for the attention of the entitlements; and company secretary, or the Hong Kong Share Registrar for • any other incidental or associated purposes relating the attention of the privacy compliance officer.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
個人資料
個人資料收集聲明 3. 轉交個人資料 此項個人資料收集聲明是向香港發售股份的申 本公司及香港證券登記處所持有關證券持有 請人和持有人說明有關本公司及香港證券登記 人的個人資料將會保密,但本公司及香港證券 處有關個人資料和香港法例第486章《個人資料 登記處可以在為達到上述任何目的之必要情況 (私隱)條例》(「條例」)方面的政策和慣例。 下,向、從或連同下列任何人士或機構披露、 獲取或轉交(無論在香港境內或境外)有關個人 1. 收集 閣下個人資料的原因 資料: 證券申請人及登記持有人以本身名義申請證券 ‧ 本公司委任的代理人,例如財務顧問、收款 或轉讓或受讓證券時或尋求香港證券登記處的 銀行和主要海外股份過戶登記處; 服務時,必須向本公司或其代理人及香港證券 ‧ (如證券申請人要求將證券存於中央結算系 登記處提供準確個人資料。 統)香港結算或香港結算代理人,其將會就 中央結算系統的運作使用有關個人資料; 未能提供所要求的資料可能導致 閣下申請證 ‧ 向本公司或香港證券登記處提供與其各自 券被拒或延遲,或本公司或香港證券登記處無 業務營運有關的行政、電訊、電腦、付款或 法落實轉讓或提供服務。此舉也可能妨礙或延 其他服務的任何代理人、承包商或第三方 遲登記或轉讓 閣下成功申請的香港發售股份 服務供應商; 及╱或寄發 閣下應得的股票及╱或退款支票。 ‧ 香港聯交所、證監會及任何其他法定監管 機關或政府部門或遵照法例、規則或法規 重要提示:證券持有人所提供的個人資料如有 任何錯誤,須立即通知本公司及香港證券登記 規定的其他機構;及 ‧ 處。 證券持有人與其進行或擬進行交易的任何 人士或機構,例如彼等的銀行、律師、會計 2. 目的 師或股票經紀等。 證券持有人的個人資料可以任何方式使用、持 有、處理及╱或保存,以作下列用途: 4. 個人資料的保留 ‧ 處理 閣下的申請及退款支票(如適用)、 本公司及香港證券登記處將按收集個人資料所 核實是否符合本申請表格及招股章程載列 需的用途保留證券申請人及持有人的個人資 的條款和申請程序以及公佈香港發售股份 料。無需保留的個人資料將會根據條例銷毀或 的分配結果; 處理。 ‧ 遵守香港及其他地區的適用法律及法規; ‧ 以證券持有人(包括香港結算代理人(如適 5. 查閱和更正個人資料 用))的名義登記新發行證券或轉讓或受讓 證券持有人有權確定本公司或香港證券登記處 證券; 是否持有其個人資料,並有權索取有關該資料 ‧ 存置或更新本公司證券持有人的名冊; 的副本並更正任何不準確資料。本公司和香港 ‧ 核實證券持有人的身份; 證券登記處有權就處理有關要求收取合理費用。 ‧ 確定本公司證券持有人的受益權利,例如 股息、供股和紅股等; ‧ 所有查閱資料或更正資料的要求應按招股章程 分發本公司及其附屬公司的通訊; ‧ 「公司資料」一節所披露或不時通知的本公司註 編製統計資料和證券持有人資料; ‧ 冊地址送交公司秘書,或向香港證券登記處的 披露有關資料以便就權益索償;及 ‧ 個人資料私隱事務主任提出。 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及香港證券登記處能履行對證 券持有人及╱或監管機構承擔的責任及╱ 閣下簽署申請表格或向香港結算發出電子認購 或證券持有人不時同意的任何其他目的。 指示,即表示同意上述各項。