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XD Inc. — Capital/Financing Update 2019
Nov 28, 2019
50574_rns_2019-11-28_cac927ef-09ae-4525-864a-9db5529a7942.pdf
Capital/Financing Update
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲 以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份,並直接存入中央 結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定 的中央結算系統參與者股份戶口,請使用本表格
This Application Form uses the same terms as defined in the prospectus of XD Inc. (the “ Company ”) dated November 29, 2019 (the “ Prospectus ”). Staple your 本申請表格使用心動有限公司(「 本公司 」)於2019年11月29日刊發的招股章程(「 招股章程 」)所界定的相同詞語。 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any payment here Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or 請將股款 sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港發售股份。若無根據美 緊釘在此 國證券法登記或豁免登記,香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製 (不論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection — Documents Delivered to the Registrar of Companies in Hong Kong” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Hong Kong Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. — 招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長及備查文件 送呈香港公司註冊 處處長的文件」一節所述其他文件副本已遵照香港法例第32章公司(清盤及雜項條文)條例第342C條的規定, 送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「 香港聯交所 」)、香 港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此 等文件的內容概不負責。 XD Inc. 心动有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock Code : 2400 股份代號 : 2400 Maximum Offer Price : HK$15.80 per Share plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005% 最高發售價 : 每股股份15.80港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%香港聯交所 交易費 You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程載有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: XD Inc. 致: 心 動 有限公司 Sole Sponsor 獨家保薦人 Sole Global Coordinator 獨家全球協調人 Joint Bookrunners 聯席賬簿管理人 Joint Lead Managers 聯席牽頭經辦人 Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and 本人╱吾等同意本申請表格及招股章程的條款 application procedures in this Application Form 及條件以及申請程序。請參閱本申請表格「填交 and the Prospectus. Please refer to the “Effect of 本申請表格的效用」一節。 completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the beneft of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
一 警告:任何人士只限作出 次為其利益而進行 的認購申請 。請參閱「填交本申請表格的效用」 一節最後四點。
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲 以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份,並直接存入中央 結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定 的中央結算系統參與者股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date: 日期: ╱ ╱ D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not more than 3,180,000 Shares) 申請香港發售股份數目(不超過3,180,000股股份) Cheque/banker’s cashier order number 支票╱銀行本票號碼 Name of bank on which cheque/banker’s cashier order is drawn (see Total amount 總額 “How to make your application” section) 兌現支票╱銀行本票的銀行 名稱(見「申請手續」一節) HK$ 港元 Name in English (in BLOCK letter) 英文姓名╱名稱( 正楷 ) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼(請刪除不適用者) Hong Kong Identity Card No./Passport No./Hong Kong Business Names of all other joint applicants in English (if any, in BLOCK letter) Registration No. of all other joint applicants (Please delete as 所有其他聯名申請人的英文姓名╱名稱(如有, 正楷 ) appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱ 香港商業登記號碼(請刪除不適用者) 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only in BLOCK letter) 香港地址(以英文 正楷 填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit THIS BOX MUST BE DULY COMPLETED if you do not complete this section. Please provide an account number 必須填妥此欄 or identification code for each (joint) beneficial owner. 由代名人遞 交: 閣下若不填寫本節,是項認購申請將視作為 閣下利益 Participant I.D. of the CCASS Investor Participant or designated CCASS 提出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參與中央結算系統投資者戶口持有人或指定的中央結算系統參與 者的參與者編號 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 閣下 姓名 ╱ 名稱 及香港 地址 ) For designated CCASS Participant or Corporate CCASS Investor Participant,
Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參與中央結算系統投資者戶口持有人或指定的中央結算系統參與 者的參與者編號 For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系 統參與者或中央結算系統公司投資者戶口持有人,請加蓋顯示公司名 稱的公司印鑑
For Internal use 此欄供內部使用
(See paragraph 2 in the section “How to make your application”) (見「申請手續」一 節第2 段)
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲 以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份,並直接存入中央 結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定 的中央結算系統參與者股份戶口,請使用本表格 * (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別 人士)或香港商業登記號碼(如屬法人團體);請見「申請手續」一節第2段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請: 如屬個別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫 香港身份證號碼,否則請填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號 碼╱護照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會轉交第三方作資 料核實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權,是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如 屬法人團體)其香港商業登記號碼。
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 200 Hong
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Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong No. of Hong Kong No. of Hong Kong No. of Hong Kong
Offer Shares Amount payable Offer Shares Amount payable Offer Shares Amount payable Offer Shares Amount payable
applied for on application applied for on application applied for on application applied for on application
HK$ HK$ HK$ HK$
200 3,191.85 5,000 79,796.08 80,000 1,276,737.33 700,000 11,171,451.62
400 6,383.69 6,000 95,755.30 90,000 1,436,329.49 800,000 12,767,373.28
600 9,575.53 7,000 111,714.52 100,000 1,595,921.66 900,000 14,363,294.94
800 12,767.37 8,000 127,673.73 150,000 2,393,882.49 1,000,000 15,959,216.60
1,000 15,959.22 9,000 143,632.95 200,000 3,191,843.32 2,000,000 31,918,433.20
1,200 19,151.06 10,000 159,592.17 250,000 3,989,804.15 3,000,000 47,877,649.80
1,400 22,342.91 20,000 319,184.33 300,000 4,787,764.98 3,180,000(1) 50,750,308.79
1,600 25,534.74 30,000 478,776.50 350,000 5,585,725.81
1,800 28,726.59 40,000 638,368.66 400,000 6,383,686.64
2,000 31,918.43 50,000 797,960.83 450,000 7,181,647.47
3,000 47,877.65 60,000 957,553.00 500,000 7,979,608.30 (1) Maximum number of Hong Kong
4,000 63,836.87 70,000 1,117,145.16 600,000 9,575,529.96 Offer Shares you may apply for.
2. You, as the applicant(s), must complete the form in English in BLOCK letter as indicated below and sign on the
second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop).
If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):
• the designated CCASS Participant must endorse the form with its company chop (bearing its company name)
and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:
• the form must contain your NAME and Hong Kong I.D. Card number.
• your participant I.D. must be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:
• the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint
investor participants;
• your participant I.D. must be inserted in the appropriate box.
If you are applying as a corporate CCASS Investor Participant:
• the form must contain your company NAME and Hong Kong Business Registration number;
• your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate
box.
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its
company name or other similar matters may render your application invalid.
樣版
Sample
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED — XD INC PUBLIC OFFER ”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in • be issued by a licensed bank in Hong Kong, and Hong Kong; and have your name certified on the back by a person • show your account name, which must either be preauthorised by the bank. The name on the banker’s printed on the cheque, or be endorsed on the back by cashier order must correspond with your name. If it a person authorised by the bank. This account name is a joint application, the name on the back of the must correspond with your name. If it is a joint banker’s cashier order must be the same as the firstapplication, the account name must be the same as named applicant’s name.n the first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Bank of China (Hong Kong) Limited: Branch Name Address Hong Kong Island Lee Chung Street Branch 29–31 Lee Chung Street, Chai Wan, Hong Kong 409 Hennessy Road Branch 409–415 Hennessy Road, Wan Chai, Hong Kong Kowloon Kwun Tong Plaza Branch G1 Kwun Tong Plaza, 68 Hoi Yuen Road, Kwun Tong, Kowloon Tsim Sha Tsui East Branch Shop 3, LG/F, Hilton Towers, 96 Granville Road, Tsim Sha Tsui East, Kowloon New Territories Tuen Mun San Hui Branch G13–G14 Eldo Court, Heung Sze Wui Road, Tuen Mun, New Territories Castle Peak Road G/F–1/F, Sin Ching Building, 201–207 Castle Peak Road (Tsuen Wan) Branch (Tsuen Wan), Tsuen Wan, New Territories 5. Your Application Form can be lodged at these times: Friday, November 29, 2019 — 9:00 a.m. to 5:00 p.m. Saturday, November 30, 2019 — 9:00 a.m. to 1:00 p.m. Monday, December 2, 2019 — 9:00 a.m. to 5:00 p.m. Tuesday, December 3, 2019 — 9:00 a.m. to 5:00 p.m. Wednesday, December 4, 2019 — 9:00 a.m. to 5:00 p.m. Thursday, December 5, 2019 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Thursday, December 5, 2019. The application lists will be opened between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “10. Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.
The applications for the Hong Kong Offer Shares will commence on Friday, November 29, 2019 through Thursday, December 5, 2019. The application monies (including the brokerage, SFC transaction levies and Hong Kong Stock Exchange trading fees) will be held by the receiving bank and on behalf of the Company after the closing of the application lists and the refund monies, if any, will be returned to the applicants without interest on or before Wednesday, December 11, 2019. Investors should be aware that the dealings in the Shares on the Hong Kong Stock Exchange are expected to commence on Thursday, December 12, 2019.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
| 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 申請手續 |
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| 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為200股香港發售股份,並為 |
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| 下表所列的其中一個數目,否則恕不受理。 可供申請認購股份數目及應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 港元 港元 港元 200 3,191.85 5,000 79,796.08 80,000 1,276,737.33 700,000 11,171,451.62 400 6,383.69 6,000 95,755.30 90,000 1,436,329.49 800,000 12,767,373.28 600 9,575.53 7,000 111,714.52 100,000 1,595,921.66 900,000 14,363,294.94 800 12,767.37 8,000 127,673.73 150,000 2,393,882.49 1,000,000 15,959,216.60 1,000 15,959.22 9,000 143,632.95 200,000 3,191,843.32 2,000,000 31,918,433.20 1,200 19,151.06 10,000 159,592.17 250,000 3,989,804.15 3,000,000 47,877,649.80 1,400 22,342.91 20,000 319,184.33 300,000 4,787,764.98 3,180,000 (1) 50,750,308.79 1,600 25,534.74 30,000 478,776.50 350,000 5,585,725.81 1,800 28,726.59 40,000 638,368.66 400,000 6,383,686.64 2,000 31,918.43 50,000 797,960.83 450,000 7,181,647.47 3,000 47,877.65 60,000 957,553.00 500,000 7,979,608.30 (1) 閣下可申請認購的香港 發售股份最高數目。 4,000 63,836.87 70,000 1,117,145.16 600,000 9,575,529.96 2. 閣下作為申請人,必須按照下列指示以英文正楷填妥表格,並於申請表格次頁簽署,只接納 親筆簽名(不得以個人印章代替)。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請: • 該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內 填寫參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有 閣下的姓名和香港身份證號碼。 • 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼; • 須在適當方格內填寫 閣下的參與者編號。 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請: • 表格須載有 閣下的公司名稱和香港商業登記號碼; • 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事 項如有不確或遺漏,均可能導致申請無效。 Sample樣版 |
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張 獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:
支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「 中國銀行(香港)代理人有限公司 — 心 動有限公司公開發售 」; • 劃線註 明「只准入抬頭人 賬 戶」; • 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 權的人士在銀行本票背面簽署核證 閣 已預印在支票上,或由有關銀行授權的人士 下姓名╱名稱。銀行本票所示姓名╱名稱 在支票背書。賬戶名稱必須與 閣下姓名╱ 須與 閣下姓名╱名稱相同。如屬聯名申 名稱相同。如屬聯名申請,賬戶名稱必須與 請,銀行本票背面所示姓名╱名稱必須與 。 。 排名首位申請人的姓名╱名稱相同 排名首位申請人的姓名╱名稱相同 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入中國 銀行(香港)有限公司的下列任何一家分行的收集箱: 分行名稱 地址 香港島 利眾街分行 香港柴灣利眾街29–31號 軒尼詩道409號分行 香港灣仔軒尼詩道409–415號 九龍 觀塘廣場分行 九龍觀塘開源道68號觀塘廣場G1 尖沙咀東分行 九龍尖沙咀東加連威老道96號 希爾頓大廈低層地下3號舖 新界 屯門新墟分行 新界屯門鄉事會路雅都花園商場G13–G14號 荃灣青山道分行 新界荃灣青山公路荃灣段201–207號 新青大廈地下及一樓 5. 閣下可於下列時間遞交申請表格: 2019年11月29日(星期五)— 上午九時正至下午五時正 2019年11月30日(星期六)— 上午九時正至下午一時正 2019年12月2日(星期一)— 上午九時正至下午五時正 2019年12月3日(星期二)— 上午九時正至下午五時正 2019年12月4日(星期三)— 上午九時正至下午五時正 2019年12月5日(星期四)— 上午九時正至中午十二時正 6. 截止遞交申請的時間為2019年12月5日(星期四)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為天氣情況(詳 見招股章程「如何申請香港發售股份」一節「10. 惡劣天氣開始對辦理申請登記的影響」)。
香港發售股份申請將會自2019年11月29日(星期五)起直至2019年12月5日(星期四)止。申請款 項(包括經紀佣金、證監會交易徵費及香港聯交所交易費)將由收款銀行於截止辨理申請登記 後代表本公司持有,且退款金額(如有)將於2019年12月11日(星期三)或之前不計利息退還予 申請人。投資者務請注意,預期股份將於2019年12月12日(星期四)於香港聯交所開始買賣。
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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant XD Inc.
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心动有限公司
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(Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING
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Conditions of your application Underwriters, their respective directors, officers, employees, partners, agents or advisors and any other party involved in the Global Offering is or will be
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A. Who can apply liable for any information and representations not in the Prospectus (and any
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- You and any person(s) for whose benefit you are applying must be 18 years supplement to it);
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of age or older and must have a Hong Kong address. • undertake and confirm that you or the person(s) for whose benefit you
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- If you are a firm, the application must be in the individual members’ names. have made the application have not applied for or taken up, or indicated
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- The number of joint applicants may not exceed 4. an interest for, and will not apply for or take up, or indicate an interest for,
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- If you are a body corporate, the application must be signed by a duly any Offer Shares under the International Offering nor participated in the
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authorised officer, who must state his or her representative capacity, and International Offering;
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stamped with your corporation’s chop. • agree to disclose to the Company, the Hong Kong Share Registrar,
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- You must be outside the United States, not be a United States Person (within receiving banks, the Sole Sponsor, the Sole Global Coordinator, the
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the meaning of Regulation S) and not be a legal or natural person of the Joint Bookrunners, the Joint Lead Managers, the Underwriters and/or
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PRC (except qualified domestic institutional investors). their respective advisors and agents any personal data which they may
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- Unless permitted by the Listing Rules, you cannot apply for any Hong Kong require about you and the person(s) for whose benefit you have made the Offer Shares if you are: application;
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• an existing beneficial owner of shares in the Company and/or any of its • if the laws of any place outside Hong Kong apply to your application, subsidiaries; agree and warrant that you have complied with all such laws and none
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• a Director or chief executive officer of the Company and/or any of its of the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint
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subsidiaries; Bookrunners, the Joint Lead Managers and the Underwriters nor any of their
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• a core connected person (as defined in the Listing Rules) of the respective officers or advisors will breach any law outside Hong Kong as a
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Company (or any of its subsidiaries) or will become a connected result of the acceptance of your offer to purchase, or any action arising from
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person of the Company (or any of its subsidiaries) immediately upon your rights and obligations under the terms and conditions contained in the
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completion of the Global Offering; Prospectus and this Application Form;
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• a close associate (as defined in the Listing Rules) of any of the above; or • agree that once your application has been accepted, you may not rescind it • have been allocated or have applied for any International Offer Shares because of an innocent misrepresentation;
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or otherwise participated in the International Offering. • agree that your application will be governed by the laws of Hong Kong;
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B. If you are a nominee • represent , warrant and undertake that (i) you understand that the Hong You, as a nominee, may make more than one application for the Hong Kong Kong Offer Shares have not been and will not be registered under the Offer Shares by: (i) giving electronic instructions to HKSCC via Central U.S. Securities Act; and (ii) you and any person for whose benefit you are Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); applying for the Hong Kong Offer Shares are outside the United States (as or (ii) using a WHITE or YELLOW Application Form, and lodge more than defined in Regulation S) and not a U.S. person (as defined in Regulation S); one application in your own name on behalf of different beneficial owners. and (iii) the purchaser is not an “affiliate” (within the meaning of Regulation S) of the Company or a person acting on the behalf of the Company or an
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C. Effect of completing and submitting this Application Form affiliate of the Company; By completing and submitting this Application Form, you (and if you are joint • warrant that the information you have provided is true and accurate; applicants, each of you jointly and severally) for yourself or as an agent or a • agree to accept the Hong Kong Offer Shares applied for, or any lesser nominee on behalf of each person for whom you act: number allocated to you under the application or the name of the HKSCC
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• undertake to execute all relevant documents and instruct and authorise the Nominees; Company and/or the Sole Global Coordinator (or its agents or nominees), as • authorise the Company to place the name of the HKSCC Nominees on the agents of the Company, to execute any documents for you and to do on your Company’s register of members as the holder(s) of any Hong Kong Offer
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behalf all things necessary to register any Hong Kong Offer Shares allocated Shares allocated to you, and the Company and/or its agents to deposit any
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to you in the name of HKSCC Nominees as required by the Articles of share certificate(s) into CCASS and/or to send any refund cheque(s) to you Association; or the first-named applicant for joint application by ordinary post at your
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• agree to comply with the Companies Ordinance (Chapter 622 of the Laws own risk to the address stated on the application, unless you are eligible to
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of Hong Kong), the Companies (Winding Up and Miscellaneous Provisions) collect refund cheque(s) in person;
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Ordinance (Chapter 32 of the Laws of Hong Kong), the Companies Law • agree that the shares to be allotted shall be issued in the name of HKSCC (2018 Revision), Cap 22 (Law 3 of 1961) and the Articles of Association; Nominees and deposited directly into CCASS for credit to your investor
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• confirm that you have read the terms and conditions and application participant stock account or the stock account of your designated CCASS
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procedures set out in the Prospectus and in this Application Form and agree Participant;
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to be bound by them; •
- agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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• confirm that you are aware of the restrictions on the Global Offering in the Prospectus;
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agree that none of the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
• agree that each of HKSCC and HKSCC Nominees may adjust the number If your application for Hong Kong Offer Shares is successful (in whole or in of allotted shares issued in the name of HKSCC Nominees; part) • agree that neither HKSCC nor HKSCC Nominees shall have any liability If your application is wholly or partially successful, your Share certificate(s) for the information and representations not so contained in the Prospectus (subject to their becoming valid certificates of title provided that the Hong Kong and this application form; Public Offering has become unconditional and not having been terminated • agree that neither HKSCC nor HKSCC Nominees shall be liable to you in at 8:00 a.m. on Thursday, December 12, 2019) will be issued in the name any way; of HKSCC Nominees and deposited directly into CCASS for credit to your • declare and represent that this is the only application made and the only CCASS Investor Participant stock account or the stock account of your application intended by you to be made to benefit you or the person for designated CCASS Participant as instructed by you in your Application Form on whose benefit you are applying; Wednesday, December 11, 2019 or, in the event of a contingency, on any other • understand that the Company and the Sole Global Coordinator will rely date as shall be determined by HKSCC or HKSCC Nominees. on your declarations and representations in deciding whether or not to make • If you are applying through a designated CCASS Participant (other than a any allotment of any of the Hong Kong Offer Shares to you and that you CCASS Investor Participant): For Hong Kong Offer Shares credited to the may be prosecuted for making a false declaration; stock account of your designated CCASS Participant (other than a CCASS • (if the application is made for your own benefit) warrant that no other Investor Participant), you can check the number of Hong Kong Offer Shares application has been or will be made for your benefit on a WHITE allotted to you with that CCASS Participant. or YELLOW Application Form or by giving electronic application • If you are applying as a CCASS Investor Participant: The Company instructions to HKSCC or to the White Form eIPO Service Provider by expects to publish the results of CCASS Investor Participants’ applications you or by any one as your agent or by any other person; and together with the results of the Hong Kong Public Offering in South China • (if you are making the application as an agent for the benefit of another Morning Post (in English) and Hong Kong Economic Times (in Chinese) person) warrant that (i) no other application has been or will be made on Wednesday, December 11, 2019. You should check the announcement by you as agent for or for the benefit of that person or by that person or published by the Company and report any discrepancies to HKSCC before by any other person as agent for that person on a WHITE or YELLOW 5:00 p.m. on Wednesday, December 11, 2019 or such other date as shall be Application Form or by giving electronic application instructions to determined by HKSCC or HKSCC Nominees. Immediately after the credit HKSCC; and (ii) you have due authority to sign the Application Form or of the Hong Kong Offer Shares to your stock account you can check your give electronic application instructions on behalf of that other person as new account balance via the CCASS Phone System and CCASS Internet their agent. System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also D. Power of attorney make available to you an activity statement showing the number of Hong If your application is made by a person under a power of attorney, the Company Kong Offer Shares credited to your stock account. and the Sole Global Coordinator may accept it at their discretion, and on any No receipt will be issued for application money paid. The Company will not conditions they think fit, including evidence of the attorney’s authority. issue temporary documents of title. Determination of Offer Price and Allocation of Hong Kong Offer Shares Refund of your money The Offer Price is expected to be fixed on or around Thursday, December 5, If you do not receive any Hong Kong Offer Shares or if your application is 2019. Applicants are required to pay the maximum Offer Price of HK$15.80 accepted only in part, the Company will refund to you your application monies for each Hong Kong Offer Share together with 1.0% brokerage, 0.0027% SFC (including the related 1.0% brokerage, 0.0027% SFC transaction levy and transaction levy and 0.005% Hong Kong Stock Exchange trading fee. If the 0.005% Hong Kong Stock Exchange trading fee) without interest. If the Offer Offer Price is not agreed among the Company and the Sole Global Coordinator Price is less than the maximum Offer Price, the Company will refund to you the (for itself and on behalf of the Hong Kong Underwriters) on or before Monday, surplus application monies (including the related 1.0% brokerage, 0.0027% SFC December 9, 2019, the Global Offering will not proceed and will lapse. transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without Applications for Hong Kong Offer Shares will not be processed and no allotment interest. of any Hong Kong Offer Shares will be made until the application lists close. The refund procedures are stated in the “14. Dispatch/Collection of Share The Company expects to announce the final Offer Price, the level of indications Certificates and Refund Monies” in the “How to Apply for Hong Kong Offer of interest in the International Offering, the level of applications in the Hong Shares” section of the Prospectus. Kong Public Offering and the basis of allocation of the Hong Kong Offer Shares on Wednesday, December 11, 2019 in South China Morning Post (in English) Effect of the Information You Give To Computershare Hong Kong Investor and Hong Kong Economic Times (in Chinese) and on the website of the Hong Services Limited Kong Stock Exchange at www.hkexnews.hk and the Company’s website at Computershare Hong Kong Investor Services Limited and its related bodies’ www.xd.com . The results of allocations and the Hong Kong Identity Card/ corporate, directors, officers, employees and agents (“Representatives”) passport/Hong Kong business registration numbers of successful applicants will expressly disclaim and exclude to the maximum extent permitted by law any be available on the above websites. liability for any loss or damage suffered or incurred by the applicant or any The allocation of the Offer Shares between the Hong Kong Public Offering other person or entity however caused relating in any way to, or connected with, and the International Offering will be subject to adjustment as described in the any information provided by or on behalf of the applicant on or in connection section “Structure of the Global Offering” in the Prospectus. In particular, the with this document or any services provided hereunder, or any other written Sole Global Coordinator may reallocate Offer Shares from the International or oral communication provided by or on behalf of the applicant in connection Offering to the Hong Kong Public Offering to satisfy valid applications under with this document or any services provided hereunder. This includes, without the Hong Kong Public Offering, provided that the total number of Offer Shares limitation, any errors or omissions in such information however caused, or available under the Hong Kong Public Offering shall not be increased to more the Representatives or any other person or entity placing any reliance on such than 12,720,000 Offer Shares, representing two times the number of Offer information or any documentation, image, recording or reproduction of such Shares initially available for subscription under the Hong Kong Public Offering information, or its accuracy, completeness, currency or reliability. and 20% of the total number of Offer Shares initially available for subscription under the Global Offering, and the final price shall be fixed at the low end of the Offer Price range (that is, HK$11.10 per Offer Share) stated in the Prospectus in accordance with Guidance Letter HKEx-GL91-18 issued by the Stock Exchange.
D. Power of attorney
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如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 XD Inc.
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心动有限公司
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(於開曼群島註冊成立的有限公司) 全球發售
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申請條件 高級職員、僱員、合作夥伴、代理或顧問及參與全球發 售的任何其他各方現時或日後均毋須對並非載於招股
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甲、 可提出申請的人士 章程(及其任何補充文件)的任何資料及陳述負責;
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- 閣下及 閣下為其利益提出申請的人士必須年滿18歲 ‧ 承諾 及 確認 閣下或 閣下為其利益提出申請的人士 並有香港地址。 並無申請或接納或表示有意認購(亦不會申請或接納
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- 如 閣下為商號,申請須以個別成員名義提出。 或表示有意認購)國際發售的任何發售股份,也沒有 3. 聯名申請人不得超過四名。 參與國際發售; 4. 如 閣下為法人團體,申請須經獲正式授權人員簽 ‧ 同意 在本公司、香港證券登記處、收款銀行、獨家保 署,並註明其所屬代表身份及蓋上公司印鑑。 薦人、獨家全球協調人、聯席賬簿管理人、聯席牽頭
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- 閣下必須身處美國境外,並非美籍人士(定義見S規 經辦人、包銷商及╱或彼等各自的顧問及代理提出要 例),亦非中國法人或自然人(合格境內機構投資者除 求時,向彼等披露其所要求提供有關 閣下及 閣下 外)。 為其利益提出申請的人士的個人資料;
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- 除上市規則批准外,下列人士概不得申請認購任何香 ‧ 若香港境外任何地方的法例適用於 閣下的申請,則 港發售股份: 同意 及 保證 閣下已遵守所有有關法例,且本公司、 ‧ 本公司及╱或其任何附屬公司股份的現有實益擁 獨家保薦人、獨家全球協調人、聯席賬簿管理人、聯 有人; 席牽頭經辦人及包銷商概不會以及彼等各自的高級職
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‧ 本公司及╱或其任何附屬公司的董事或行政總 員或顧問亦不會因接納 閣下的購買要約,或 閣下 在招股章程及本申請表格所載的條款及條件項下的權
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裁;
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‧ 利及責任所引致的任何行動,而違反香港境外的任何 本公司(或其任何附屬公司)核心關連人士(定義 法例;
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見上市規則)或緊隨全球發售完成後將成為本公 ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳
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司(或其任何附屬公司)關連人士的人士;
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‧ 述而撤銷; 上述任何人士的緊密聯繫人(定義見上市規則); ‧ 同意 閣下的申請受香港法例規管;
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‧ 或 ‧ 聲明 、 保證 及 承諾 :(i) 閣下明白香港發售股份不曾 已獲分配或已申請任何國際發售股份或以其他形 亦不會根據美國證券法登記;及(ii) 閣下及 閣下
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式參與國際發售。 為其利益申請香港發售股份的人士均身處美國境外
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乙、 如 閣下為代名人 (定義見S規例)且屬非美籍人士(定義見S規例);及 閣下作為代名人可提交超過一份香港發售股份申請,方法 (iii)買方並非本公司的「聯屬人士」(定義見S規例)或代 是:(i)透過中央結算及交收系統(「 中央結算系統 」)向香港結 表本公司或本公司聯屬人士行動的人士; ‧
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算發出電子指示(如 閣下為中央結算系統參與者);或(ii)使 保證 閣下提供的資料真實及準確; ‧
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用 白色 或 黃色 申請表格以自身名義代表不同的實益擁有人提 同意 接納所申請數目或根據申請或以香港結算代理人 名義分配予 閣下但數目較少的香港發售股份;
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交超過一份申請。 ‧ 授權 本公司將香港結算代理人之名稱列入本公司股
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丙、 填交本申請表格的效用 東名冊,作為 閣下獲分配的任何香港發售股份的持 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 有人,並授權本公司及╱或其代理將任何股票存入中 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 央結算系統及╱或以普通郵遞方式按申請所示地址 其行事的每位人士的代理或代名人: 向 閣下或聯名申請的首名申請人發送任何退款支 ‧ 承諾 簽立所有相關文件,並指示及授權本公司及╱或 票,郵誤風險由 閣下承擔,除非 閣下合資格親身 獨家全球協調人(或彼等的代理或代名人)(作為本公 領取退款支票; ‧
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司代理),為按照組織章程細則的規定將 閣下獲分 同意 獲配發的股份是以香港結算代理人的名義發行, 並直接存入中央結算系統,以便記存於 閣下的投資
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配的任何香港發售股份以香港結算代理人的名義登記 者戶口持有人股份戶口或 閣下的指定中央結算系統
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而代表 閣下簽立任何文件及代表 閣下處理一切必 參與者股份戶口;
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要事務; ‧
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‧ 同意 遵守香港法例第622章公司條例、香港法例第32章 同意 香港結算及香港結算代理人各自保留權利(1)不接 納以香港結算代理人名義發行的該等獲配發的任何
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公司(清盤及雜項條文)條例、公司法(2018年修訂本) 或部分股份,或不接納該等獲配發的股份存入中央結
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第22章(1961年第3號法例)及章程細則;
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‧ 算系統;(2)促使該等獲配發的股份從中央結算系統提 確認 閣下已細閱招股章程及本申請表格所載的條款 取,並轉入 閣下名下,有關風險及費用概由 閣下
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及條件以及申請程序,並同意受其約束; 自行承擔;及(3)促使該等獲配發的股份以 閣下名義
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‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅 發行(或如屬聯名申請人,則以排名首位申請人的名義
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依據招股章程載列的資料及陳述,而除招股章程任何 發行),而在此情況下,會以普通郵遞方式將該等獲配
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補充文件外,不會依賴任何其他資料或陳述; 發股份的股票寄往 閣下在申請表格上所示地址(郵
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‧ 確認 閣下知悉招股章程內有關全球發售的限制; 誤風險概由 閣下自行承擔)或提供該等股票予 閣
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‧ 同意 本公司、獨家保薦人、獨家全球協調人、聯席賬簿 下領取;
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‧ 確認 閣下已細閱招股章程及本申請表格所載的條款 及條件以及申請程序,並同意受其約束;
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‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅 依據招股章程載列的資料及陳述,而除招股章程任何 補充文件外,不會依賴任何其他資料或陳述;
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‧ 確認 閣下知悉招股章程內有關全球發售的限制;
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‧ 同意 本公司、獨家保薦人、獨家全球協調人、聯席賬簿 管理人、聯席牽頭經辦人、包銷商、彼等各自的董事、
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- ‧ 同意 香港結算及香港結算代理人均可調整獲配發以 香港結算代理人名義發行的股份數目;
份總數的20% ,而且最終價格須釐定為招股章程所述發 售價範圍的下限(即每股發售股份11.10港元)。
‧ 同意 香港結算及香港結算代理人對招股章程及本申 如 閣下成功申請認購香港發售股份(全部或部分) 請表格未有載列的資料及陳述概不負責; 如 閣下的申請全部或部分獲接納, 閣下的股票(前 ‧ 同意 香港結算及香港結算代理人概不以任何方式 提是於2019年12月12日(星期四)上午八時正香港公開發 售成為無條件而並無終止,股票成為有效的所有權證 對 閣下負責; ‧ 聲明 及 表示 此乃 閣下為本身或 閣下為其利益提 明)將以香港結算代理人名義發出,並按 閣下在申請 表格的指示於2019年12月11日(星期三)或在特別情況下 出申請的人士提出及擬提出的唯一申請; 由香港結算或香港結算代理人指定的任何其他日期直接 ‧ 明白 本公司及獨家全球協調人將依據 閣下的聲明 存入中央結算系統,記入 閣下的中央結算系統投資者 及陳述而決定是否向 閣下配發任何香港發售股 戶口持有人股份戶口或 閣下指定的中央結算系統參與 份, 閣下如作出虛假聲明,可能會被檢控; 者股份戶口。 ‧ ‧ (如本申請是為 閣下本身利益提出) 保證 閣下或 如 閣下透過中央結算系統投資者戶口持有人以外 的指定中央結算系統參與者提出申請:香港發售股 作為 閣下代理的任何人士或任何其他人士不曾亦 份將存入 閣下指定的中央結算系統參與者(非中 不會為 閣下利益而以 白色 或 黃色 申請表格或向香 央結算系統投資者戶口持有人)股份戶口, 閣下 港結算或向 白表eIPO 服務提供商發出 電子認購指示 可向該中央結算系統參與者查詢 閣下獲配發的香 而提出其他申請;及 港發售股份數目。 ‧ (如 閣下作為代理為另一人士的利益提出申請) ‧ 如 閣下以中央結算系統投資者戶口持有人身份提 保證 (i) 閣下(作為代理或為該人士利益)或該人士 出申請:本公司預期於2019年12月11日(星期三)在 《南華早報》(英文)及《香港經濟日報》(中文)刊登 或任何其他作為該人士代理的人士不曾亦不會以 白 中央結算系統投資者戶口持有人的申請結果及香 色 或 黃色 申請表格或向香港結算發出 電子認購指示 港公開發售的結果。 閣下應查閱本公司刊發的公 而提出其他申請;及(ii) 閣下獲正式授權作為該 告,如有任何資料不符,請於2019年12月11日(星 其他人士的代理代為簽署申請表格或發出 電子認購 期三)下午五時正或香港結算或香港結算代理人釐 指示 。 定的任何其他日期前知會香港結算。在香港發售股 份存入 閣下的股份戶口後, 閣下即可透過「結 算通」電話系統及中央結算系統互聯網系統(根據香 丁、 授權書 港結算不時生效的「投資者戶口持有人操作簡介」所 如申請由有授權書的人士提出,本公司及獨家全球協調 載程序)查詢 閣下的新戶口結餘。香港結算亦將 人可按其認為合適的任何條件(包括出示獲授權證明) 向 閣下提供一份活動結單,列出存入 閣下股份 酌情接納 閣下的申請。 戶口的香港發售股份數目。 本公司不會就申請時繳付的款項發出收據,亦不會發出 臨時所有權文件。 釐定發售價及香港發售股份的分配 預期發售價於2019年12月5日(星期四)或前後釐定。申 退回款項 請人須繳付每股香港發售股份15.80港元的最高發售價, 若 閣下未獲分配任何香港發售股份或申請僅部分獲接 另加1.0%經紀佣金、0.0027%證監會交易徵費及0.005%香 納,本公司將不計利息退回 閣下的申請股款(包括相 關的1.0%經紀佣金、0.0027%證監會交易徵費及0.005%香 港聯交所交易費。倘若本公司與獨家全球協調人(為其 港聯交所交易費)。如發售價低於最高發售價,本公司 自身及代表香港包銷商)並無於2019年12月9日(星期一) 將不計利息退回多收申請股款(包括相關的1.0%經紀佣 或之前協定發售價,全球發售將不會進行並告失效。 金、0.0027%證監會交易徵費及0.005%香港聯交所交易 截止登記認購申請前,概不處理香港發售股份的申請或 費)。 配發任何香港發售股份。 有關退款程序載於招股章程「如何申請香港發售股份」 本公司預期於 2019 年 12 月 11 日(星期三)在《南華早報》 一節「14. 寄發╱領取股票及退還股款」。 (英文)、《香港經濟日報》(中文)、香港聯交所網站 閣下提供給香港中央證券登記有限公司的資訊的有關影 ( www.hkexnews.hk )及本公司網站( www.xd.com )公佈最終 響 發售價、國際發售踴躍程度、香港公開發售認購申請數 香港中央證券登記有限公司和其有關連的法人團體、董 事、高級人員、僱員及代理人(「代表」)在法律所容許的 目及香港發售股份分配基準。分配結果以及獲接納申請 最大限度內明確卸棄及免除在任何方面與申請人或代表 人的香港身份證╱護照╱香港商業登記號碼亦同於上述 申請人在此文件提供的或與此文件或在此文件下提供的 網站公佈。 任何服務相關的任何資料,或任何申請人或代表申請人 香港公開發售與國際發售之間的發售股份分配將按招股 提供與此文件或在此文件下提供的任何服務相關的任何 章程「全球發售的架構」一節所述者作出調整。尤其是, 其他書面或口頭通訊,有關或相關由申請人或任何其他 獨家全球協調人或會將發售股份從國際發售重新分配至 人士或實體所遭受或招致不論如何造成的任何損失或損 香港公開發售,以滿足香港公開發售的有效申請,惟根 害的任何責任。此包括,但不限於,該等資料中不論如 何造成的任何錯誤或遺漏,或代表或任何其他人士或實 據聯交所發出的指引信HKEx-GL91-18,根據香港公開發 體對該等資料或任何該等資料的文件記錄、影像、記錄 售可供認購的發售股份總數不得增加至超過12,720,000 或複製品作出的任何依據,或其準確性、完整性、合時 股發售股份,相當於根據香港公開發售初步可供認購發 性或可靠性。 售股份數目的兩倍及根據全球發售初步可供認購發售股
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data
3. Transfer of personal data
Personal Information Collection Statement
Personal data held by the Company and the Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and the Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following: • the Company’s appointed agents such as financial advisers, receiving banks and overseas principal share registrar; • where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS; • any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation; • the Hong Kong Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and • any persons or institutions with which the securities’ holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
This Personal Information Collection Statement informs Personal data held by the Company and the Hong Kong the applicant for, and holder of, Hong Kong Offer Shares, Share Registrar relating to the securities holders will be of the policies and practices of the Company and the kept confidential but the Company and the Hong Kong Hong Kong Share Registrar in relation to personal data Share Registrar may, to the extent necessary for achieving and the Personal Data (Privacy) Ordinance (Chapter 486 any of the above purposes, disclose, obtain or transfer of the Laws of Hong Kong) (the “Ordinance”). (whether within or outside Hong Kong) the personal data to, from or with any of the following: 1. Reasons for the collection of your personal data • the Company’s appointed agents such as financial It is necessary for applicants and registered holders of advisers, receiving banks and overseas principal share securities to supply correct personal data to the Company registrar; or its agents and the Hong Kong Share Registrar when • where applicants for securities request a deposit into applying for securities or transferring securities into or out CCASS, HKSCC or HKSCC Nominees, who will use of their names or in procuring the services of the Hong the personal data for the purposes of operating CCASS; Kong Share Registrar. • any agents, contractors or third-party service providers who offer administrative, telecommunications, Failure to supply the requested data may result in your computer, payment or other services to the Company application for securities being rejected, or in delay or or the Hong Kong Share Registrar in connection with the inability of the Company or the Hong Kong Share their respective business operation; Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or • the Hong Kong Stock Exchange, the SFC and any transfers of the Hong Kong Offer Shares which you have other statutory regulatory or governmental bodies or successfully applied for and/or the dispatch of share otherwise as required by laws, rules or regulations; and certificate(s) and/or refund cheque(s) to which you are • any persons or institutions with which the securities’ entitled. holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc. It is important that securities holders inform the Company and the Hong Kong Share Registrar immediately of any 4. Retention of personal data inaccuracies in the personal data supplied. The Company and the Hong Kong Share Registrar will keep the personal data of the applicants and holders of 2. Purposes securities for as long as necessary to fulfil the purposes The personal data of the securities holders may be used, for which the personal data were collected. Personal data held, processed, and/or stored (by whatever means) for the which is no longer required will be destroyed or dealt with following purposes: in accordance with the Ordinance. • processing your application and refund cheque, where applicable, verification of compliance with the terms 5. Access to and correction of personal data and application procedures set out in this Application Securities holders have the right to ascertain whether Form and the Prospectus and announcing results of the Company or the Hong Kong Share Registrar hold allocation of the Hong Kong Offer Shares; their personal data, to obtain a copy of that data, and to • compliance with applicable laws and regulations in correct any data that is inaccurate. The Company and the Hong Kong and elsewhere; Hong Kong Share Registrar have the right to charge a • registering new issues or transfers into or out of reasonable fee for the processing of such requests. the names of securities’ holders including, where applicable, HKSCC Nominees; All requests for access to data or correction of data should • maintaining or updating the register of securities’ holders of the Company; be addressed to us, at our registered address disclosed in • verifying securities holders’ identities; the “Corporate Information” section of the Prospectus • establishing benefit entitlements of securities’ holders or as notified from time to time, for the attention of the of the Company, such as dividends, rights issues, company secretary, or the Hong Kong Share Registrar for bonus issues, etc.; the attention of the privacy compliance officer. • distributing communications from the Company and its subsidiaries; By signing an Application Form or by giving electronic • compiling statistical information and securities’ holders application instructions to HKSCC, you agree to all of profiles; the above. • disclosing relevant information to facilitate claims on entitlements; and
The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for the
following purposes:
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processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Hong Kong Offer Shares;
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registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;
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distributing communications from the Company and its subsidiaries;
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料
個人資料收集聲明 3. 轉交個人資料 此項個人資料收集聲明是向香港發售股份的申 本公司及香港證券登記處所持有關證券持有 人的個人資料將會保密,但本公司及香港證券 請人和持有人說明有關本公司及香港證券登記 登記處可以在為達到上述任何目的之必要情況 處有關個人資料和香港法例第486章《個人資料 下,向下列任何人士披露,獲取或轉交(無論在 (私隱)條例》(「條例」)方面的政策和慣例。 香港境內或境外)有關個人資料: ‧ 本公司委任的代理人,例如財務顧問、收款 1. 收集 閣下個人資料的原因 銀行和主要海外股份過戶登記處; 證券申請人及登記持有人以本身名義申請證券 ‧ (如證券申請人要求將證券存於中央結算系 或轉讓或受讓證券時或尋求香港證券登記處的 統)香港結算或香港結算代理人,其將會就 服務時,必須向本公司或其代理人及香港證券 中央結算系統的運作使用有關個人資料; 登記處提供準確個人資料。 ‧ 向本公司或香港證券登記處提供與其各自 業務營運有關的行政、電訊、電腦、付款或 未能提供所要求的資料可能導致 閣下申請證 其他服務的任何代理人、承包商或第三方 券被拒或延遲,或本公司或香港證券登記處無 服務供應商; ‧ 法落實轉讓或提供服務。此舉也可能妨礙或延 香港聯交所、證監會及任何其他法定監管 遲登記或轉讓 閣下成功申請的香港發售股份 機關或政府部門或遵照其他法例、規則或 及╱或寄發 閣下應得的股票及╱或退款支票。 法規;及 ‧ 證券持有人與其進行或擬進行交易的任何 人士或機構,例如彼等的銀行、律師、會計 證券持有人所提供的個人資料如有任何錯誤, 師或股票經紀等。 須立即通知本公司及香港證券登記處。 4. 個人資料的保留 2. 目的 本公司及香港證券登記處將按收集個人資料所 證券持有人的個人資料可被採用及以任何方式 需的用途保留證券申請人及持有人的個人資 持有、處理及╱或保存,以作下列用途: 料。無需保留的個人資料將會根據條例銷毀或 ‧ 處理 閣下的申請及退款支票(如適用)、 處理。 核實是否符合本申請表格及招股章程載列 的條款和申請程序以及公佈香港發售股份 5. 查閱和更正個人資料 的分配結果; 證券持有人有權確定本公司或香港證券登記處 ‧ 遵守香港及其他地區的適用法律及法規; 是否持有其個人資料,並有權索取有關該資料 ‧ 以證券持有人(包括香港結算代理人(如適 的副本並更正任何不準確資料。本公司和香港 用))的名義登記新發行證券或轉讓或受讓 證券登記處有權就有關要求收取合理費用。 證券; ‧ 所有查閱資料或更正資料的要求應按招股章程 存置或更新本公司證券持有人的名冊; ‧ 「公司資料」一節所披露或不時通知的本公司註 核實證券持有人的身份; ‧ 冊地址送交公司秘書,或向香港證券登記處的 確定本公司證券持有人的受益權利,例如 個人資料私隱事務主任提出。 股息、供股和紅股等; ‧ 分發本公司及其附屬公司的通訊; 閣下簽署申請表格或向香港結算發出電子認購 ‧ 編製統計資料和證券持有人資料; 指示,即表示同意上述各項。 ‧ 披露有關資料以便就權益索償;及 ‧ 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及香港證券登記處能履行對證 券持有人及╱或監管機構承擔的責任及╱ 或證券持有人不時同意的任何其他目的。