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XD Inc. — Capital/Financing Update 2019
Nov 28, 2019
50574_rns_2019-11-28_5ded62e3-fa26-4165-b312-df6f27ca2f5c.pdf
Capital/Financing Update
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Hong Kong Public Offering — White Form eIPO Service Provider Application Form 香港公開發售 — 白表eIPO服務提供商申請表格 Please use this application form if you are a White Form eIPO Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘 閣下為白表eIPO服務提供商並代表相關申請人申請認購香港發售股份,請使用本申請表格。
XD Inc. 心动有限公司
(Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司)
GLOBAL OFFERING
: 63,600,000 Shares (subject to the Over-allotment Option) : 6,360,000 Shares (subject to reallocation) : 57,240,000 Shares (subject to reallocation and the Over-allotment Option) : HK$15.80 per Share plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005% (payable in full on application, subject to refund) Nominal value : US$0.0001 per Share Stock code : 2400
Number of Offer Shares under the Global Offering Number of Hong Kong Offer Shares Number of International Offer Shares Maximum Offer Price
全球發售
全球發售的發售股份數目 : 63,600,000股股份(視乎超額配股權行使與否而定) 香港發售股份數目 : 6,360,000股股份(可予重新分配) 國際發售股份數目 : 57,240,000股股份(可予重新分配及視乎超額配股權行使與否而定) 最高發售價 : 每股股份15.80港元,另加1.0%經紀佣金、0.0027%證監會交易徵費及 0.005%香港聯交所交易費(須於申請時繳足,多繳股款可予退還) 面值 : 每股股份0.0001美元 股份代號 : 2400 Please read carefully the prospectus of XD Inc. (the “ Company ”) dated November 29, 2019 (the “ Prospectus ”) 在填寫本申請表格前,請細閱心動有限公司(「 本公司 」)於2019年11月29日刊發的招股章程(「 招股章 (in particular, the section on “How to Apply for Hong Kong Offer Shares” in the Prospectus) and the guide on the 程 」)(尤其是招股章程「如何申請香港發售股份」一節)及刊於本申請表格背面的指引。除非本申請表 back of this Application Form before completing this Application Form. Terms defined in the Prospectus have the 格另有定義,否則本申請表格所使用的詞語與招股章程所界定者具相同涵義。 same meaning when used in this Application Form unless defined herein. Hong Kong Exchanges and Clearing Limited, The Hong Kong Stock Exchange of Hong Kong Limited (the “ Hong 香港交易及結算所有限公司、香港聯合交易所有限公司(「 香港聯交所 」)、香港中央結算有限公司 Kong Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and (「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對本申請表格的 Futures Commission of Hong Kong (“ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility 內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表格全部或任 for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly 何部分內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。 disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of this Application Form. A copy of this Application Form, together with a copy of each of the WHITE and YELLOW Application Forms, 本申請表格副本連同 白色 及 黃色 申請表格副本、招股章程及招股章程附錄五「送呈香港公司註冊處 the Prospectus and the other documents specified in the section headed “Documents Delivered to the Registrar of 處長及備查文件-送呈香港公司註冊處處長文件」一節所列的其他文件,已遵照香港法例第32章公司 Companies in Hong Kong and Available for Inspection – Documents Delivered to the Registrar of Companies in (清盤及雜項條文)條例第342C條的規定,送呈香港公司註冊處處長登記。證監會及香港公司註冊處 Hong Kong” in Appendix V to the Prospectus have been registered by the Registrar of Companies in Hong Kong 處長對任何此等文件的內容概不負責。 as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). The SFC and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. Your attention is drawn to the paragraph headed “Personal Data” in the section “How to Apply for Hong Kong 閣下敬請留意招股章程「如何申請香港發售股份」一節「個人資料」一段,當中載有本公司及其香港證 Offer Shares” in the Prospectus which sets out the policies and practices of the Company and its Hong Kong Share 券登記處有關個人資料及遵守香港法例第486章《個人資料(私隱)條例》的政策及措施。 Registrar in relation to personal data and compliance with the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong). Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy 本申請表格或招股章程所載者概不構成出售要約或要約購買的游說,而在任何作出有關要約、游說 nor shall there be any sale of Hong Kong Offer Shares in any jurisdiction in which such offer, solicitation or sales 或出售即屬違法的司法權區內,概不得出售任何香港發售股份。本申請表格及招股章程不會直接或 would be unlawful. This Application Form and the Prospectus are not for distribution, directly or indirectly, in or 間接於或向美國分派,而此項申請亦非在美國出售股份的要約。發售股份並無亦不會根據美國證券 into the United States, nor is this application an offer of Shares for sale in the United States. The Offer Shares have 法或美國任何州的證券法登記,且不得於美國發售、出售、質押或轉讓,惟獲豁免遵守美國證券法及 not been and will not be registered under the U.S. Securities Act or any state securities law in the United States 適用美國州證券法項下之登記規定或不受其規限之交易除外。發售股份不會在美國公開發售。 and may not be offered, sold, pledged or transferred within the United States, except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the U.S. Securities Act and applicable U.S. state securities laws. No public offering of the Offer Shares will be made in the United States. This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) 在任何根據有關司法權區法律不得發送、派發或複製本申請表格及招股章程之司法權區內,本申請 in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted 表格及招股章程概不得以任何方式發送或派發或複製(全部或部分)。本申請表格及招股章程僅致 under the law of that jurisdiction. This Application Form and the Prospectus are addressed to you personally. 予 閣下本人。概不得發送或派發或複製本申請表格或招股章程的全部或部分。如未能遵守此項指 Any forwarding or distribution or reproduction of this Application Form or the Prospectus in whole or in part 令,可能違反美國證券法或其他司法權區的適用法律。 is unauthorized. Failure to comply with this directive may result in a violation of the U.S. Securities Act or the applicable laws of other jurisdictions. To: XD Inc. 致: 心 動 有限公司 Sole Sponsor 獨家保薦人 Sole Global Coordinator 獨家全球協調人 Joint Bookrunners 聯席賬簿管理人 Joint Lead Managers 聯席牽頭經辦人 Hong Kong Underwriters 香港包銷商 1 We confirm that we have (i) complied with the Guidelines for Electronic Public Offerings and the Operational 吾等確認,吾等已(i)遵守《電子公開發售指引》及透過銀行╱股票經紀遞交 白表eIPO 申請的運作程 Procedures for White Form eIPO applications submitted via Banks/Stockbrokers and all applicable laws and 序以及與吾等就香港公開發售提供 白表eIPO 服務有關的所有適用法例及規例(不論法定或其他); regulations (whether statutory or otherwise) in relation to the provision of our White Form eIPO services 及(ii)閱讀招股章程及本申請表格所載條款及條件以及申請手續,並同意受其約束。為了代表與本 in connection with the Hong Kong Public Offering; and (ii) read the terms and conditions and application 申請有關的每名相關申請人作出申請,吾等: procedures set out in the Prospectus and this Application Form and agree to be bound by them. Applying on behalf of each of the underlying applicants to whom this application relates, we: • apply for the number of Hong Kong Offer Shares set out below, on the terms and conditions of the ‧ 按照招股章程及本申請表格的條款及條件,並在 貴公司組織章程細則規限下, 申請 以下數目 Prospectus and this Application Form, and subject to the Articles of Association of the Company; 的香港發售股份; • enclose payment in full for the Hong Kong Offer Shares applied for, including 1.0% brokerage, 0.0027% ‧ 夾附 申請認購香港發售股份所需的全數款項(包括1.0%經紀佣金、0.0027%證監會交易徵費及 SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee; 0.005%香港聯交所交易費); • confirm that the underlying applicants have undertaken and agreed to accept the Hong Kong Offer ‧ 確認 相關申請人已承諾及同意接納所申請認購的香港發售股份,或該等相關申請人根據本申 Shares applied for, or any lesser number allocated to such underlying applicants on this application; 請獲分配的任何較少數目的香港發售股份; • undertake and confirm that the underlying applicant(s) and the person for whose benefit the underlying ‧ 承諾 及 確認 相關申請人及相關申請人為其利益而提出申請的人士並無申請或承購或表示有意 applicant(s) is/are applying has/have not applied for or taken up, or indicated an interest for, or received 認購或收取或獲配售或分配(包括有條件及╱或暫定),並將不會申請或承購或表示有意認購 or been placed or allocated (including conditionally and/or provisionally), and will not apply for or take 國際發售的任何發售股份,亦不會以其他方式參與國際發售; up, or indicate an interest for, any Offer Shares under the International Offering nor otherwise participate in the International Offering; • understand that these declarations and representations will be relied upon by the Company, the Sole ‧ 明白 貴公司、獨家保薦人及獨家全球協調人將依賴此等聲明及陳述,以決定是否就本申請配 Sponsor and the Sole Global Coordinator in deciding whether or not to make any allotment of Hong 發任何香港發售股份,及相關申請人如作出虛假聲明,可能會遭受檢控; Kong Offer Shares in response to this application, and that the underlying applicants may be prosecuted if they made a false declaration; • authorize the Company to place the name(s) of the underlying applicant(s) on the register of members of ‧ 授權 貴公司將相關申請人的姓名╱名稱列入 貴公司股東名冊內,作為任何將配發予相關申 the Company as the holder(s) of any Hong Kong Offer Shares to be allotted to them, and the Company 請人的香港發售股份的持有人,且 貴公司及╱或其代理可根據本申請表格及招股章程所載 and/or its agents to send any Share certificate(s) (where applicable) by ordinary post at that underlying 程序按相關申請人的申請指示所指定地址以普通郵遞方式寄發任何股票(如適用),郵誤風險 applicant’s own risk to the address specified in the application instruction of that underlying applicant in 概由該相關申請人承擔; accordance with the procedures prescribed in this Application Form and in the Prospectus; • request that any e-Refund payment instructions be dispatched to the application payment account where ‧ 倘申請人使用單一銀行賬戶支付申請股款, 要求 任何電子退款指示將發送至申請付款賬戶 the applicants had paid the application monies from a single bank account; 內; • request that any refund cheque(s) be made payable to the underlying applicant(s) who had used multiple ‧ 要求 任何退款支票以使用多個銀行賬戶支付申請股款的相關申請人為抬頭人,並根據本申請 bank accounts to pay the application monies and to send any such refund cheque(s) by ordinary post 表格及招股章程所述程序將任何有關退款支票以普通郵遞方式寄發到申請所列的地址,郵誤 at that underlying applicant’s own risk to the address stated on the application in accordance with the 風險概由該相關申請人承擔; procedures prescribed in this Application Form and in the Prospectus; • confirm that each underlying applicant has read the terms and conditions and application procedures set ‧ 確認 各相關申請人已閱讀本申請表格及招股章程以及指定網站www.eipo.com.hk所載條款及條 out in this Application Form and in the Prospectus and in the designated website at www.eipo.com.hk, 件以及申請手續,並同意受其約束; and agree to be bound by them; • represent , warrant and undertake (a) that the underlying applicant(s) and any persons for whose benefit ‧ 聲明 、 保證 及 承諾 (a)相關申請人及相關申請人為其利益提出申請的人士並不受香港或其他地 the underlying applicant(s) is/are applying is not restricted by any applicable laws of Hong Kong or 方之任何適用法律限制提出本申請、支付任何申請股款或獲分配或接納任何香港發售股份及 elsewhere from making this application, paying any application monies for, or being allocated or taking 相關申請人及相關申請人為其利益提出申請的人士在填寫及提交申請時身處美國境外及屬S up, any Hong Kong Offer Shares and the underlying applicant(s) and any persons for whose benefit the 規例第902條第(h)(3)段所述的人士且相關申請人及相關申請人為其利益提出申請的人士會於 underlying applicant(s) is/are applying is/are outside the United States when completing and submitting 離岸交易(定義見S規例)中認購香港發售股份;及(b)向相關申請人或由相關申請人或為其利 the application and is/are a person described in paragraph (h)(3) of Rule 902 of Regulation S) and the 益而提出本申請的人士分配或申請認購香港發售股份,不會引致 貴公司、獨家保薦人、獨家 underlying applicant(s) and any persons for whose benefit and the underlying applicant(s) is/are applying 全球協調人、聯席賬簿管理人、聯席牽頭經辦人及香港包銷商或彼等各自的任何高級職員或 will acquire the Hong Kong Offer Shares in an offshore transaction (within the meaning of Regulation S); 顧問須遵從香港以外任何地區的法律或規例(不論是否具法律效力)的任何規定;及 and (b) that the allocation of or application for the Hong Kong Offer Shares to the underlying applicant or by underlying applicant or for whose benefit this application is made would not require the Company, the Sole Sponsor, Sole Global Coordinator, Joint Bookrunners, the Joint Lead Managers and the Hong Kong Underwriters or their respective officers or advisers to comply with any requirements under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong; and • agree that this application, any acceptance of it and the resulting contract, will be governed by and ‧ 同意 本申請、任何對本申請的接納以及因而訂立的合約,將受香港法律管轄及按其詮釋。 construed in accordance with the laws of Hong Kong. Signature Date 簽名 日期 Name of signatory Capacity 簽署人姓名 身份 2 We, on behalf of the Total number of Shares Hong Kong Offer Shares on behalf of the underlying applicants whose details are contained in the read only CD-ROM submitted with underlying applicants, 股份總數 this application form. offer to purchase 代表相關申請人提出認購的香港發售股份(申請人的詳細資料載於連同本申請表格遞交的唯讀光碟)。 吾等(代表相關 申請人)要約購買 3 Total of cheques Cheque number(s) 現夾附合共 張支票 支票號碼 are enclosed for HK$ a total sum of 總金額為 港元 4 Please use BLOCK letters 請用 正楷 填寫 Name of White Form eIPO Service Provider 白表eIPO 服務提供商名稱 Chinese Name White Form eIPO Service Provider ID 中文名稱 白表eIPO 服務提供商身份證明號碼 Name of contact person Contact number Fax number 聯絡人姓名 聯絡電話號碼 傳真號碼 Address 地址 For Broker use 此欄供經紀填寫 Lodged by 申請由以下經紀遞交 Broker No. 經紀號碼 Broker’s Chop 經紀印章 For bank use 此欄供銀行填寫
Hong Kong Public Offering — White Form eIPO Service Provider Application Form 香港公開發售 — 白表eIPO服務提供商申請表格 Please use this application form if you are a White Form eIPO Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘 閣下為白表eIPO服務提供商並代表相關申請人申請認購香港發售股份,請使用本申請表格。
填寫本申請表格的指引
GUIDE TO COMPLETING THIS APPLICATION FORM
下文提述的號碼乃本申請表格中各欄的編號。
References to boxes below are to the numbered boxes on this Application Form.
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1 在申請表格欄1簽署及填上日期。僅接受親筆簽名。
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1 Sign and date the application form in Box 1. Only a written signature will be accepted.
簽署人的姓名及代表身份亦必須註明。如要使用本申請表格申請香港發售股份, 閣下必須為 名列於證監會公佈的 白表eIPO 服務提供商名單內可以就香港公開發售提供 白表eIPO 服務的人士。
The name and the representative capacity of the signatory should also be stated. To apply for Hong Kong Offer Shares using this Application Form, you must be named in the list of White Form eIPO Service Providers who may provide White Form eIPO services in relation to the Hong Kong Public Offering, which was released by the SFC.
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2 在欄2填上 閣下欲代表相關申請人申請認購的香港發售股份總數(請填寫數字)。
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2 Put in Box 2 (in figures) the total number of Hong Kong Offer Shares for which you wish to apply on behalf of the underlying applicants.
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閣下代其作出申請的相關申請人資料,必須載於連同本申請表格遞交的一個唯讀光碟格式資料 檔案內。
Applicant details of the underlying applicants on whose behalf you are applying must be contained in one data file in read-only CD-ROM format submitted together with this Application Form.
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3 在欄3填上 閣下付款的詳細資料。
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3 Complete your payment details in Box 3.
閣下必須在此欄註明 閣下連同本申請表格夾附的支票數目;並在每張支票的背面註明(i) 閣 下的 白表eIPO 服務提供商身份證明號碼及(ii)載有相關申請人申請詳細資料的資料檔案的檔案編 號。
You must state in this box the number of cheque(s) you are enclosing together with this Application Form; and you must state on the reverse of each of those cheque(s) (i) your White Form eIPO Service Provider ID and (ii) the file number of the data file containing application details of the underlying applicant(s).
此欄所註明的金額必須與欄2所申請認購的香港發售股份總數應付的金額相同。
The dollar amount(s) stated in this box must be equal to the amount payable for the total number of Hong Kong Offer Shares applied for in Box 2.
- 所有支票及本申請表格,連同載有該唯讀光碟的密封信封(如有)必須放進蓋上 閣下公司印章 的信封內。
All cheque(s) and this Application Form together with a sealed envelope containing the CD-ROM, if any, must be placed in the envelope bearing your company chop.
如以支票繳付股款,該支票必須:
For payments by cheque, the cheque must:
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‧ 為港元支票;
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be in Hong Kong dollars;
- ‧ 以在香港開設的港元銀行賬戶開出;
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be drawn on a Hong Kong dollar bank account in Hong Kong;
- ‧ 顯示 閣下(或 閣下代名人)的賬戶名稱;
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show your (or your nominee’s) account name;
- ‧ 註明抬頭人為「 中國銀行(香港)代理人有限公司 — 心 動有限公司公開發售 」;
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be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED — XD INC PUBLIC OFFER ”;
- ‧ 以「只准入抬頭人賬戶」劃線方式開出;
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be crossed “Account Payee Only”;
- ‧ 不得為期票;及
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not be post dated; and
- ‧ 由 白表eIPO 服務提供商的授權簽署人簽署。
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be signed by the authorized signatories of the White Form eIPO Service Provider.
倘未能符合任何此等規定或倘支票首次過戶不獲兌現, 閣下的申請可遭拒絕受理。
Your application may be rejected if any of these requirements is not met or if the cheque is dishonoured on its first presentation.
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----- Start of picture text ----- It is your responsibility to ensure that details on the cheque(s) submitted correspond with the application 閣下有責任確保所遞交的支票上的詳細資料與就本申請遞交的唯讀光碟或資料檔案所載的申請details contained in the CD-ROM or data file submitted in respect of this application. 詳細資料相同。The Company and the Sole Global Coordinator have full discretion to reject any applications in the case of 倘出現差異,本公司及獨家全球協調人有絕對酌情權拒絕任何申請。discrepancies.No receipt will be issued for sums paid on application. 申請時繳付的款項將不會獲發收據。Insert your details in Box 4 (using BLOCK letters). 4 在欄4填上 閣下的詳細資料(用正楷填寫)。You should write the name, ID and address of the White Form eIPO Service Provider in this box. You 閣下必須在此欄填上 白表eIPO 服務提供商的名稱、身份證明號碼及地址。 閣下亦必須填寫should also include the name and telephone number of the contact person at your place of business and where 閣下營業地點的聯絡人士的姓名及電話號碼及(如適用)經紀號碼及加蓋經紀印章。applicable, the Broker No. and Broker’s Chop.Personal Data 個人資料Personal Information Collection Statement 個人資料收集聲明The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the 香港法例第486章《個人資料(私隱)條例》(「條例」)中的主要條文於1996年12月20日在香港生效。“Ordinance”) came into effect in Hong Kong on December 20, 1996. This Personal Information Collection 此項個人資料收集聲明是向股份申請人及持有人說明本公司及其香港證券登記處有關個人資料Statement informs the applicant for and holder of the Shares of the policies and practices of the Company and 及條例方面的政策及措施。its Hong Kong Share Registrar in relation to personal data and the Ordinance.1. Reasons for the collection of your personal data 1. 收集 閣下個人資料的原因From time to time it is necessary for applicants for securities or registered holders of securities to 證券申請人或證券登記持有人申請證券或將證券轉往其名下,或將名下證券轉讓予他人,supply their latest correct personal data to the Company or its agents and/or its Hong Kong Share 或要求香港證券登記處提供服務時,須不時向本公司或其代理及╱或其香港證券登記處提Registrar when applying for securities or transferring securities into or out of their names or in 供其最新的準確個人資料。procuring the services of the Hong Kong Share Registrar.Failure to supply the requested data may result in your application for securities being rejected or in 未能提供所要求的資料可能導致 閣下的證券申請被拒絕或延遲,或本公司及╱或香港證delay or inability of the Company and/or the Hong Kong Share Registrar to effect transfers or otherwise 券登記處無法落實證券轉讓或提供服務。此舉亦可能妨礙或延遲登記或轉讓 閣下成功申render their services. It may also prevent or delay registration or transfer of the Hong Kong Offer 請的香港發售股份及╱或寄發股票及╱或發送電子退款指示及╱或寄發 閣下應得的退款Shares which you have successfully applied for and/or the dispatch of Share certificate(s), and/ or the 支票。dispatch of e-Refund payment instructions, and/or the dispatch of refund cheque(s) to which you areentitled.It is important that holders of securities inform the Company and the Hong Kong Share Registrar 證券持有人所提供的個人資料如有任何錯誤,須立即通知本公司及香港證券登記處。immediately of any inaccuracies in the personal data supplied.2. Purposes 2. 用途The personal data of the applicants and the holders of securities may be used, held and/or stored (by 證券申請人及持有人的個人資料可作以下用途使用、持有及╱或保存(不論何種方式):whatever means) for the following purposes:• processing of your application and e-Refund payment instructions/refund cheque, where ‧ 處理 閣下的申請及電子退款指示╱退款支票(如適用)及核實是否符合本表格及招股applicable, and verification of compliance with the terms and application procedures set out in this 章程所載條款及申請手續及公佈香港發售股份的分配結果;form and the Prospectus and announcing results of allocation of the Hong Kong Offer Shares;• enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere; ‧ 使香港及其他地區的所有適用法律及法規得到遵守;• registering new issues or transfers into or out of the names of holders of securities including, ‧ 以證券持有人(包括以香港結算代理人(如適用))的名義登記新發行證券或轉讓或受讓where applicable, in the name of HKSCC Nominees; 證券;• maintaining or updating the registers of holders of securities of the Company; ‧ 存置或更新本公司證券持有人的名冊;• conducting or assisting to conduct signature verifications, any other verification or exchange of ‧ 進行或協助進行簽名核對、任何其他核對或交換資料;information;• establishing benefit entitlements of holders of securities of the Company, such as dividends, rights ‧ 確定本公司證券持有人的受益權利,如股息、供股及紅股等;issues and bonus issues, etc;• distributing communications from the Company and its subsidiaries; ‧ 分發本公司及其附屬公司的通訊;• compiling statistical information and Shareholder profiles; ‧ 編製統計資料及股東資料;• making disclosures as required by laws, rules or regulations; ‧ 遵照法例、規則或規例的要求作出披露;• disclosing identities of successful applicants by way of press announcement(s) or otherwise; ‧ 透過報章公告或其他方式披露獲接納申請人的身份;• disclosing relevant information to facilitate claims on entitlements; and ‧ 披露有關資料以便就權益提出申索;及• any other incidental or associated purposes relating to the above and/or to enable the Company ‧ 與上述者有關的任何其他附帶或相關用途及╱或使本公司及香港證券登記處能履行對and the Hong Kong Share Registrar to discharge their obligations to holders of securities and/ 證券持有人及╱或監管機構承擔的責任及╱或證券持有人不時同意的任何其他用途。or regulators and/or any other purpose to which the holders of securities may from time to timeagree.3. Transfer of personal data 3. 轉交個人資料Personal data held by the Company and the Hong Kong Share Registrar relating to the holders of 本公司及香港證券登記處會對證券持有人的個人資料保密,但本公司及其香港證券登記處securities will be kept confidential but the Company and its Hong Kong Share Registrar may, to the 可在將資料用作上述用途的必要情況下作出彼等認為必要之查詢以確定個人資料的準確extent necessary for achieving the above purposes or any of them, make such enquiries as they consider 性,尤其可能會向下列任何及所有人士及實體披露、獲取或轉交證券持有人的個人資料(無necessary to confirm the accuracy of the personal data and in particular, they may disclose, obtain, 論在香港境內或境外):樣版Sample----- End of picture text -----
- 4 Insert your details in Box 4 (using BLOCK letters).
Personal data held by the Company and the Hong Kong Share Registrar relating to the holders of securities will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving the above purposes or any of them, make such enquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the holders of securities to, from or with any and all of the following persons and entities:
- ‧ 本公司或其委任的代理,如財務顧問、收款銀行及主要海外過戶登記處; ‧ (如證券申請人要求將證券存於中央結算系統)香港結算及香港結算代理人,彼等將會 就中央結算系統的運作使用有關個人資料;
• the Company or its appointed agents such as financial advisers, receiving bankers and overseas principal registrars;
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where applicants for securities request deposit into CCASS, to HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;
- ‧ 向本公司及╱或香港證券登記處提供與其各自業務運作有關的行政、電訊、電腦、付 款或其他服務的任何代理、承辦商或第三方服務供應商;
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any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company and/or the Hong Kong Share Registrar in connection with the operation of their respective businesses;
- ‧ 香港聯交所、證監會及任何其他法定、監管或政府機關;及
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the Hong Kong Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and
-
‧ 證券持有人與其進行或擬進行交易的任何其他人士或機構,如其銀行、律師、會計師 或股票經紀等。
• any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc.
4. 個人資料的保留
4. Retention of personal data
- 本公司及其香港證券登記處將按收集個人資料所需的用途保留證券申請人及持有人的個人 資料。無需保留的個人資料將會根據條例銷毀或處理。
The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
5. 查閱及更正個人資料
5. Access and correction of personal data
- 條例賦予證券持有人權利以確定本公司或香港證券登記處是否持有其個人資料、索取有關 資料副本及更正任何不準確之資料。根據條例規定,本公司及香港證券登記處有權就處理 任何查閱資料的要求收取合理費用。所有關於查閱資料或更正資料或查詢有關政策及措施 的資料及所持有資料類別的要求,應按照招股章程「公司資料」一節中披露的本公司註冊辦 事處或根據適用法律不時通知的地址,向本公司的秘書或香港證券登記處屬下就條例所指 的私隱事務主任(視乎情況而定)提出。
The Ordinance provides the holders of securities with rights to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and the kinds of data held should be addressed to the Company at its registered office disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time in accordance with applicable law, for the attention of the Company secretary or (as the case may be) the Hong Kong Share Registrar for the attention of the Privacy Compliance Officer for the purposes of the Ordinance.
閣下簽署本表格,即表示同意上述所有規定。
By signing this form, you agree to all of the above.
遞交本申請表格
DELIVERY OF THIS APPLICATION FORM
經填妥的本申請表格,連同相關支票及載有唯讀光碟的密封信封,必須於2019年12月5日(星期四)下午四時正前,送達下 列收款銀行:
This completed Application Form, together with the appropriate cheque(s) and a sealed envelope containing the CD-ROM, must be submitted to the following receiving bank by 4:00 p.m. on Thursday, December 5, 2019:
中國銀行(香港)有限公司 香港 花園道1號 中銀大廈 CP2層
Bank of China (Hong Kong) Limited CP2, Bank of China Tower 1 Garden Road Hong Kong