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XCEL ENERGY INC — Director's Dealing 2023
Feb 23, 2023
30056_dirs_2023-02-23_0f6bda80-4691-402c-a852-0d208ba9c261.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2023-02-21
Reporting Person: Van Abel Brian J (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-21 | Common Stock | A | 16791.708 | $0.00 | Acquired | 49835.584 | Direct |
| 2023-02-21 | Common Stock | M | 3459.036 | — | Acquired | 53294.620 | Direct |
| 2023-02-21 | Common Stock | F | 9965.744 | $68.01 | Disposed | 43328.876 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-21 | Restricted Stock Units | $ | M | 3459.036 | Disposed | Common Stock (3459.036) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14.692 | Indirect |
Footnotes
F1: Represents the settlement of performance share unit awards for the 2020-2022 performance period.
F2: The amount includes 933.261 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3: Restricted stock units are settled in common stock on a one-for-one basis.
F4: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.
F5: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 17, 2023.
F6: Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 1,347 units granted on March 31, 2020 and (b) 1,855 units granted on March 31, 2020.
F7: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.