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XCEL ENERGY INC — Director's Dealing 2023
Mar 2, 2023
30056_dirs_2023-03-02_b1b62085-619f-4ea0-b625-8034036c26bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2023-02-28
Reporting Person: O'Connor Timothy John (EVP, Chief Operations Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-28 | Common Stock | M | 9088.116 | — | Acquired | 26268.116 | Direct |
| 2023-02-28 | Common Stock | F | 4145.116 | $65.40 | Disposed | 22123.000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-28 | Restricted Stock Units | $ | M | 9088.116 | Disposed | Common Stock (9088.116) | Direct |
Footnotes
F1: Restricted stock units are settled in common stock on a one-for-one basis.
F2: The amount includes 256.716 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3: A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.
F4: On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% vests on August 31, 2023.
F5: Includes 171.144 additional restricted units acquired pursuant to reinvestment of dividend equivalents credited on outstanding restricted stock units.