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XCEL ENERGY INC — Director's Dealing 2022
Feb 24, 2022
30056_dirs_2022-02-24_2b875d92-f866-486f-9d40-569a4cdb63bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2022-02-22
Reporting Person: Van Abel Brian J (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-22 | Common Stock | A | 10669.657 | — | Acquired | 36627.272 | Direct |
| 2022-02-22 | Common Stock | M | 1414.085 | — | Acquired | 38041.357 | Direct |
| 2022-02-22 | Common Stock | F | 5930.742 | $66.00 | Disposed | 32110.615 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-22 | Restricted Stock Units | $ | M | 1414.085 | Disposed | Common Stock (1414.085) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14.286 | Indirect |
Footnotes
F1: Represents the settlement of performance share unit awards for the 2019-2021 performance period.
F2: The amount also includes 686.016 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3: Restricted stock units are settled in common stock on a one-for-one basis.
F4: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.
F5: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 18, 2022.
F6: Number of units shown reflects 72.048 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.
F7: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.