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XCEL ENERGY INC — Director's Dealing 2022
Feb 24, 2022
30056_dirs_2022-02-24_93de5d78-6816-48e3-84da-829ded80cbf3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2022-02-22
Reporting Person: Rome Amanda J (EVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-22 | Common Stock | A | 5651.207 | — | Acquired | 11944.248 | Direct |
| 2022-02-22 | Common Stock | M | 358.36 | — | Acquired | 12302.608 | Direct |
| 2022-02-22 | Common Stock | M | 1830.629 | — | Acquired | 14133.237 | Direct |
| 2022-02-22 | Common Stock | F | 2937.196 | $66.00 | Disposed | 11196.041 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-22 | Restricted Stock Units | $ | M | 358.36 | Disposed | Common Stock (358.36) | Direct | |
| 2022-02-22 | Restricted Stock Units | $ | M | 1830.629 | Disposed | Common Stock (1830.629) | Direct |
Footnotes
F1: Represents the settlement of performance share unit awards for the 2019-2021 performance period.
F2: The amount includes 62.041 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.
F3: Restricted stock units are settled in common stock on a one-for-one basis.
F4: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.
F5: Number of units shown reflects 16.056 additional units as a result of the reinvestment of dividend equivalents since the award was originally reported on Form 3.
F6: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.
F7: Number of units shown reflects 475.512 additional units as a result of actual performance in excess of target and the reinvestment of dividend equivalents since the award was originally reported on Form 3.