XCEL ENERGY INC — Director's Dealing 2021

Feb 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2021-02-16

Reporting Person: Carter Brett C (EVP, Chief Customer and Innova)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-16	Common Stock	A	25569.130	—	Acquired	47555.353	Direct
2021-02-16	Common Stock	M	4649.757	—	Acquired	52205.110	Direct
2021-02-16	Common Stock	F	14867.887	$61.54	Disposed	37337.223	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-16	Restricted Stock Units	$	M	4649.757	Disposed		Common Stock (4649.757)	Direct

Footnotes

F1: The amount also includes 553.516 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

F2: Restricted stock units are settled in common stock on a one-for-one basis.

F3: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,312 units.

F5: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.