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XCEL ENERGY INC — Director's Dealing 2020
Jan 6, 2020
30056_dirs_2020-01-06_2e29e163-2381-4ca3-8673-7f43f9beac6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2020-01-02
Reporting Person: Larson Kent T (EVP, Group Pres, Operations)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Restricted Stock Units | $ | A | 4008 | Acquired | 2022-12-31 | Common Stock (4008) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 75779.855 | Direct |
Footnotes
F1: Includes 425.855 additional shares acquired between July 2016 and July 2017 through the reinvestment of dividends pursuant to the Company's Dividend Reinvestment and Stock Purchase Plan that were inadvertently not previously reported and were caught during a routine internal review.
F2: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.
F3: Award vests on December 31, 2022.