AI assistant
XCEL ENERGY INC — Director's Dealing 2020
Feb 20, 2020
30056_dirs_2020-02-20_23e71138-66ec-45e9-a391-7c810f7d5eb9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2020-02-18
Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-18 | Common Stock | A | 66480.461 | — | Acquired | 675342.461 | Direct |
| 2020-02-18 | Common Stock | M | 34988.881 | — | Acquired | 710331.342 | Direct |
| 2020-02-18 | Common Stock | F | 49375.342 | $70.26 | Disposed | 660956.000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-18 | Restricted Stock Units | $ | M | 34988.881 | Disposed | Common Stock (34988.881) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2142.738 | Indirect |
Footnotes
F1: Restricted stock units are settled in common stock on a one-for-one basis.
F2: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 14, 2020.
F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 32,004 units.
F5: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.