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XCEL ENERGY INC Director's Dealing 2020

Feb 20, 2020

30056_dirs_2020-02-20_7fa01324-6ed6-41ef-bcb9-3ebc2c2b963f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2020-02-18

Reporting Person: Clark Christopher B (President, NSPM)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-18 Common Stock A 7561.458 Acquired 24175.252 Direct
2020-02-18 Common Stock M 1777.650 Acquired 25952.902 Direct
2020-02-18 Common Stock F 4595.108 $70.26 Disposed 21357.794 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-18 Restricted Stock Unit $ M 1777.650 Disposed Common Stock (1777.650) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1153.639 Indirect

Footnotes

F1: The amount also includes 53.404 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

F2: Restricted stock units are settled in common stock on a one-for-one basis.

F3: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

F4: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 14, 2020.

F5: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,626 units.

F6: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.