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XCEL ENERGY INC — Director's Dealing 2020
Feb 20, 2020
30056_dirs_2020-02-20_7fa01324-6ed6-41ef-bcb9-3ebc2c2b963f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2020-02-18
Reporting Person: Clark Christopher B (President, NSPM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-18 | Common Stock | A | 7561.458 | — | Acquired | 24175.252 | Direct |
| 2020-02-18 | Common Stock | M | 1777.650 | — | Acquired | 25952.902 | Direct |
| 2020-02-18 | Common Stock | F | 4595.108 | $70.26 | Disposed | 21357.794 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-18 | Restricted Stock Unit | $ | M | 1777.650 | Disposed | Common Stock (1777.650) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1153.639 | Indirect |
Footnotes
F1: The amount also includes 53.404 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F2: Restricted stock units are settled in common stock on a one-for-one basis.
F3: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.
F4: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 14, 2020.
F5: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,626 units.
F6: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.