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XCEL ENERGY INC Director's Dealing 2020

Feb 20, 2020

30056_dirs_2020-02-20_305538a9-942c-4a12-8bdd-1c0d394750d9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2020-02-18

Reporting Person: Larson Kent T (EVP, Group Pres, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-18 Common Stock A 12784.138 Acquired 88563.993 Direct
2020-02-18 Common Stock M 6729.052 Acquired 95293.045 Direct
2020-02-18 Common Stock F 9496.190 $70.26 Disposed 85796.855 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-18 Restricted Stock Units $ M 6729.052 Disposed Common Stock (6729.052) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3909.801 Indirect

Footnotes

F1: Restricted stock units are settled in common stock on a one-for-one basis.

F2: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 14, 2020.

F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,155 units.

F5: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.