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XCEL ENERGY INC — Director's Dealing 2020
Feb 20, 2020
30056_dirs_2020-02-20_305538a9-942c-4a12-8bdd-1c0d394750d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2020-02-18
Reporting Person: Larson Kent T (EVP, Group Pres, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-18 | Common Stock | A | 12784.138 | — | Acquired | 88563.993 | Direct |
| 2020-02-18 | Common Stock | M | 6729.052 | — | Acquired | 95293.045 | Direct |
| 2020-02-18 | Common Stock | F | 9496.190 | $70.26 | Disposed | 85796.855 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-18 | Restricted Stock Units | $ | M | 6729.052 | Disposed | Common Stock (6729.052) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3909.801 | Indirect |
Footnotes
F1: Restricted stock units are settled in common stock on a one-for-one basis.
F2: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 14, 2020.
F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,155 units.
F5: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.