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XCEL ENERGY INC — Director's Dealing 2020
Feb 20, 2020
30056_dirs_2020-02-20_37dffc33-a598-4242-9e88-015e7f2fd0bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2020-02-18
Reporting Person: Frenzel Robert (EVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-18 | Common Stock | A | 29216.347 | $0. | Acquired | 81054.436 | Direct |
| 2020-02-18 | Common Stock | M | 6863.523 | — | Acquired | 87917.959 | Direct |
| 2020-02-18 | Common Stock | F | 17752.870 | $70.26 | Disposed | 70165.089 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-18 | Retricted Stock Units | $ | M | 6863.523 | Disposed | Common Stock (6863.523) | Direct |
Footnotes
F1: The amount also includes 367.105 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F2: Restricted stock units are settled in common stock on a one-for-one basis.
F3: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.
F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,278 units.
F5: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.