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XCEL ENERGY INC Director's Dealing 2020

Feb 20, 2020

30056_dirs_2020-02-20_37dffc33-a598-4242-9e88-015e7f2fd0bf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2020-02-18

Reporting Person: Frenzel Robert (EVP, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-18 Common Stock A 29216.347 $0. Acquired 81054.436 Direct
2020-02-18 Common Stock M 6863.523 Acquired 87917.959 Direct
2020-02-18 Common Stock F 17752.870 $70.26 Disposed 70165.089 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-18 Retricted Stock Units $ M 6863.523 Disposed Common Stock (6863.523) Direct

Footnotes

F1: The amount also includes 367.105 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

F2: Restricted stock units are settled in common stock on a one-for-one basis.

F3: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,278 units.

F5: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.