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XCEL ENERGY INC — Director's Dealing 2020
Apr 2, 2020
30056_dirs_2020-04-02_01f94974-c5d4-4a7c-addb-34c38c79dbef.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2020-03-31
Reporting Person: Van Abel Brian J (EVP, Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17224.785 | Direct |
| Common Stock | 13.573 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (1285.794) | Direct | ||
| Restricted Stock Units | $ | Common Stock (66.723) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1104.453) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1342.037) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1347) | Direct |
Footnotes
F1: Estimate of the number of shares held in the Xcel Energy stock fund under the Xcel Energy 401(k) Savings Plan as of the most recent plan statement (March 26, 2020). This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Xcel Energy stock.
F2: Award vests on December 31, 2020.
F3: Award vests on December 31, 2021.
F4: Award vests on December 31, 2022.
F5: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.