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XCEL ENERGY INC Director's Dealing 2020

Jun 3, 2020

30056_dirs_2020-06-03_bc07c170-97d7-4db0-9b2b-c381f0a46e36.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2020-06-01

Reporting Person: Rome Amanda J (EVP, General Counsel)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2149 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (984.569) Direct
Restricted Stock Units $ Common Stock (1355.117) Direct
Restricted Stock Units $ Common Stock (342.304) Direct
Restricted Stock Units $ Common Stock (678.364) Direct

Footnotes

F1: Award vests on December 31, 2020.

F2: Award of restricted stock units, including a performance-based component. Amount reported represents the minimum number of shares that will be delivered upon the satisfaction of the vesting conditions.

F3: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F4: Award vests on December 31, 2021.

F5: Award vests on December 31, 2022.